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Registration History
199019952000200520102015202020252 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)1987 - 2024 (36 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2002 - 2024 (22 years)
Disclosure(s)
View By:
11/23/2012
Customer Dispute
Denied
License(s)

State Registrations

B
California 11/14/2024

IA
New Jersey 11/14/2024

B
Florida 11/15/2024

B
New York 11/14/2024

B
Georgia 11/14/2024

B
North Carolina 11/14/2024

B
Illinois 11/14/2024

B
Oregon 11/14/2024

B
Indiana 11/14/2024

B
Pennsylvania 11/14/2024

B
Maine 11/14/2024

IA
Pennsylvania 11/14/2024

B
Maryland 11/14/2024

B
South Carolina 11/14/2024

B
Massachusetts 11/14/2024

B
Vermont 11/14/2024

B
New Jersey 11/14/2024

B
Virginia 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
1440 KEYSTONE RD, ALLENTOWN, PA 18103
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
1440 KEYSTONE RD, ALLENTOWN, PA 18103
Registered with this firm since 11/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/11/2002 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) ALLENTOWN, PA
B
12/22/1987 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) ALLENTOWN, PA
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Broker
IA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.