Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHARLES PETER ESCHMANN
CRD#: 1774689
IA
B
MORGAN STANLEYCRD#: 149777 1200 Franklin Avenue
2Nd Floor
Garden City, NY 11530
2Nd Floor
Garden City, NY 11530
0
Disclosures
37
Years of Experience
View By:
State Registrations
B
Alabama 3/20/2023
B
Nevada 6/24/2021
B
Arizona 11/8/2013
B
New Hampshire 11/8/2013
B
Arkansas 8/27/2019
B
New Jersey 11/8/2013
B
California 11/8/2013
B
New York 11/8/2013
B
Colorado 11/8/2013
IA
New York 6/16/2021
B
Connecticut 11/8/2013
B
North Carolina 11/8/2013
B
Delaware 7/18/2023
B
Ohio 6/25/2021
B
District of Columbia 11/12/2020
B
Oregon 11/8/2013
B
Florida 11/8/2013
B
Pennsylvania 11/8/2013
B
Georgia 6/24/2021
B
Rhode Island 12/10/2014
B
Hawaii 12/10/2014
B
South Carolina 6/24/2021
B
Illinois 11/18/2015
B
Tennessee 6/24/2021
B
Iowa 6/24/2021
B
Texas 3/16/2018
B
Kansas 6/24/2021
IA
Texas 5/15/2020
B
Maine 4/2/2019
B
Vermont 6/24/2021
B
Maryland 11/8/2013
B
Virgin Islands 2/2/2024
B
Massachusetts 11/8/2013
B
Virginia 11/8/2013
B
Michigan 8/19/2022
B
Washington 11/8/2013
B
Minnesota 6/24/2021
B
Wisconsin 8/4/2021
B
Missouri 6/24/2021
B
Wyoming 10/26/2018
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/15/2020
B
Registered with this firm since 11/8/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/17/2000 - 11/11/2013 | GARDEN CITY, NY | |
B | 12/22/1987 - 11/11/2013 | GARDEN CITY, NY |
GARDEN CITY, NY
03/17/2000 - 11/11/2013
GARDEN CITY, NY
12/22/1987 - 11/11/2013
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.