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JAMES EDWARD HOLLOWAY JR
JAY HOLLOWAY
CRD#: 1770059
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 350 E LAS OLAS BLVD 19TH FL
[RBO]
FORT LAUDERDALE, FL 33301
Registration History
199019952000200520102015202020252 FIRMS2002 - 2009 (7 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (13 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2002 (1 year)BGRUNTAL & CO., L.L.C. (CRD# 372)1994 - 2000 (6 years)BOPPENHEIMER & CO., INC. (CRD# 630)1989 - 1994 (5 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1987 - 1989 (1 year)
Disclosure(s)
View By:
6/9/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 2/25/2011

B
Michigan 2/25/2011

B
California 6/15/2016

B
Nevada 1/16/2024

B
Connecticut 9/9/2016

B
New Jersey 2/25/2019

B
Delaware 11/29/2022

B
New Mexico 8/7/2024

B
Florida 2/25/2011

B
New York 5/14/2014

IA
Florida 3/1/2011

B
North Carolina 4/27/2022

B
Georgia 2/25/2011

B
Ohio 2/24/2019

B
Idaho 4/19/2017

B
Oregon 11/13/2019

B
Kansas 2/25/2011

B
Pennsylvania 4/5/2023

B
Louisiana 2/25/2011

B
Virginia 9/24/2024

B
Maryland 2/25/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL [RBO], FORT LAUDERDALE, FL 33301
Registered with this firm since 3/1/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL [RBO], FORT LAUDERDALE, FL 33301
Registered with this firm since 2/25/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/23/2009 - 03/01/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT LAUDERDALE, FL
B
10/23/2009 - 03/01/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT LAUDERDALE, FL
IA
07/09/2002 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) FORT LAUDERDALE, FL
B
05/16/2002 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) FORT LAUDERDALE, FL
B
06/19/2000 - 05/31/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
03/03/1994 - 06/29/2000 GRUNTAL & CO., L.L.C. (CRD#:372) NEW YORK, NY
B
03/20/1989 - 03/08/1994 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
B
11/25/1987 - 03/30/1989 PAINEWEBBER INCORPORATED (CRD#:8174)
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.