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Detailed Report
JOHN MICHAEL RUTSKI SR
JOHN MICHAEL RUTSKI
CRD#: 1769610
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6005 PLUMAS ST STE 200
RENO, NV 89519
Registration History
19901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2010 - Present (15 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2008 (8 years)BEVEREN SECURITIES, INC. (CRD# 19616)1997 - 1999 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1990 - 1997 (7 years)BWEDBUSH MORGAN SECURITIES INC. (CRD# 877)1989 - 1990 (<1 year)BRICHFIELD SECURITIES, INC. (CRD# 16109)1988 - 1989 (<1 year)BPAN OCEANIC INVESTMENTS, INC. (CRD# 14798)1988 - 1988 (<1 year)
Disclosure(s)
View By:
5/15/2015
Judgment / Lien
8/22/2011
Criminal
Final Disposition
1/26/2005
Customer Dispute
Settled
4/14/2004
Customer Dispute
Settled
License(s)

State Registrations

B
California 1/1/2008
IA
Nevada 4/9/2010
B
Florida 1/1/2008
B
New Jersey 4/27/2022
B
Hawaii 10/7/2011
B
New York 4/20/2023
B
Maryland 1/4/2018
B
Texas 1/1/2008
B
Nevada 1/1/2008
B
Washington 7/23/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6005 PLUMAS ST STE 200, RENO, NV 89519
Registered with this firm since 4/9/2010
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6005 PLUMAS ST STE 200, RENO, NV 89519
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/18/1999 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) RENO, NV
B
 11/07/1997 - 05/18/1999 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 03/09/1990 - 10/31/1997 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 10/16/1989 - 03/05/1990 WEDBUSH MORGAN SECURITIES INC. (CRD#:877) LOS ANGELES, CA
B
 08/01/1988 - 05/31/1989 RICHFIELD SECURITIES, INC. (CRD#:16109)
FINRA expelled the firm on 03/16/1992
B
 04/20/1988 - 07/05/1988 PAN OCEANIC INVESTMENTS, INC. (CRD#:14798)
FINRA expelled the firm on 07/17/1990
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.