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MONICA ALICIA ECHEVERRI
MONICA ECHEVERRI
CRD#: 1769323
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 12220 EL CAMINO REAL
SUITE 400
SAN DIEGO, CA 92130
Registration History
20122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2011 - Present (13 years)
License(s)

State Registrations

B
Arizona 6/26/2018

B
Nevada 11/19/2021

B
California 11/19/2012

B
New York 11/19/2021

IA
California 11/19/2012

IA
New York 7/19/2022

B
Colorado 1/26/2021

B
Oregon 6/26/2018

B
Florida 12/22/2016

B
Texas 11/10/2020

IA
Florida 3/14/2024

B
Vermont 11/19/2021

B
Massachusetts 1/26/2021

B
Wyoming 11/19/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
12220 EL CAMINO REAL SUITE 400, SAN DIEGO, CA 92130
1285 AVENUE OF THE AMERICAS 15 THRU 18TH FLOORS, NEW YORK, NY 10019
Registered with this firm since 11/19/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
12220 EL CAMINO REAL SUITE 400, SAN DIEGO, CA 92130
1285 AVENUE OF THE AMERICAS 15 THRU 18TH FLOORS, NEW YORK, NY 10019
Registered with this firm since 3/21/2011

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.