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MIN GYO KIM
MARK G. KIM
CRD#: 1767827
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Investment Adviser
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Previous Broker
TWIN LAKES CAPITALCRD#: 137522 3 LAGOON DRIVE, SUITE 150
REDWOOD SHORES, CA 94065
Registration History
199019952000200520102015202020252 FIRMS2000 - 2006 (5 years)IATWIN LAKES CAPITAL (CRD# 137522)2005 - Present (19 years)BD.E. FREY & COMPANY, INC. (CRD# 23595)1994 - 2000 (6 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1994 (6 years)
Disclosure(s)
View By:
7/5/1996
Regulatory
Final
8/22/1994
Regulatory
Final
5/7/1991
Customer Dispute
Settled
1/1/1991
Customer Dispute
Settled
License(s)

State Registrations

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California 12/6/2005

Current Registration(s)
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TWIN LAKES CAPITAL (CRD#:137522)
3 LAGOON DRIVE, SUITE 150, REDWOOD SHORES, CA 94065
Registered with this firm since 12/6/2005

Previous Registration(s)
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10/11/2000 - 03/01/2006 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN FRANCISCO, CA
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10/04/2000 - 03/01/2006 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
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06/06/1994 - 10/25/2000 D.E. FREY & COMPANY, INC. (CRD#:23595) DENVER, CO
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02/23/1988 - 03/09/1994 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.