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Detailed Report
DEANNA LYNN CONNELL
DEANNA LYNN DUKE, DEANNA DUKE, DEANNA LYNN PRUDHOME, DEE DEE PRUDHOME
CRD#: 1767208
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Investment Adviser
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Previous Broker
PRIVATE WEALTH ASSET MANAGEMENTCRD#: 315819 1100 CAPITOL AVENUE
SUITE 200
OMAHA, NE 68102
Registration History
19952000200520102015202020252 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2021 (13 years)IAPRIVATE WEALTH ASSET MANAGEMENT (CRD# 315819)2021 - Present (3 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2006 (9 years)BKIRKPATRICK, PETTIS, SMITH, PO... (CRD# 490)1994 - 1996 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2006 (<1 year)
License(s)

State Registrations

IA
Nebraska 9/9/2021
Current Registration(s)
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PRIVATE WEALTH ASSET MANAGEMENT (CRD#:315819)
1100 CAPITOL AVENUE SUITE 200, OMAHA, NE 68102
Registered with this firm since 9/9/2021
Previous Registration(s)
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 01/01/2008 - 09/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OMAHA, NE
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 01/01/2008 - 09/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OMAHA, NE
B
 08/01/2007 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) OMAHA, NE
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 08/02/2007 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) OMAHA, NE
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 05/03/2006 - 08/07/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) LITTLE ROCK, AR
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 05/03/2006 - 08/07/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) LITTLE ROCK, AR
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 09/16/2005 - 04/18/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) OMAHA, NE
B
 09/13/1996 - 04/18/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 10/10/1994 - 09/24/1996 KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (CRD#:490) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.