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Detailed Report
LISA L PRICE
LISA L. PRICE, LISA PRICE, LISA LYNN THOMAS, LISA LYNN WOLFE
CRD#: 1767090
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 401 WABASH AVENUE
TERRE HAUTE, IN 47807
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2022 (22 years)BONB INVESTMENT SERVICES, INC. (CRD# 31583)1997 - 2000 (3 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2001 - 2022 (21 years)
License(s)

State Registrations

B
Arizona 11/18/2022
B
New Mexico 11/18/2022
B
California 11/18/2022
B
New York 11/18/2022
B
Colorado 11/18/2022
B
North Carolina 11/18/2022
B
Connecticut 11/18/2022
B
Ohio 10/3/2024
B
Florida 11/18/2022
B
Oregon 11/18/2022
B
Idaho 11/18/2022
B
Pennsylvania 1/24/2023
B
Illinois 12/2/2022
B
South Carolina 11/18/2022
B
Indiana 11/18/2022
B
Tennessee 11/18/2022
IA
Indiana 11/18/2022
B
Texas 11/18/2022
B
Kentucky 11/18/2022
IA
Texas 11/21/2022
B
Maine 11/18/2022
B
Virginia 11/18/2022
B
Michigan 11/18/2022
B
Wisconsin 11/18/2022
B
Nevada 11/18/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
401 WABASH AVENUE, TERRE HAUTE, IN 47807
Registered with this firm since 11/18/2022
B
MORGAN STANLEY (CRD#:149777)
401 WABASH AVENUE, TERRE HAUTE, IN 47807
Registered with this firm since 11/18/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/01/2001 - 12/12/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) INDIANAPOLIS, IN
B
 09/22/2000 - 12/12/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) INDIANAPOLIS, IN
B
 02/27/1997 - 10/12/2000 ONB INVESTMENT SERVICES, INC. (CRD#:31583) EVANSVILLE, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.