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Detailed Report
THEODORE GRIMES HART
TED HART
CRD#: 1766759
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1775 I Street, North West
Suite 200
Washington, DC 20006
Registration History
199019952000200520102015202020252 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1989 - 2007 (17 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1989 - 1989 (<1 year)BISFA CORPORATION (CRD# 12984)1987 - 1988 (1 year)IAMORGAN STANLEY (CRD# 7556)1997 - 2007 (9 years)
Disclosure(s)
View By:
1/17/2018
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alaska 11/4/2010
B
Minnesota 12/1/2017
B
Arizona 6/1/2009
B
Mississippi 5/10/2016
B
California 6/1/2009
B
Missouri 6/22/2018
B
Colorado 6/1/2009
B
Nevada 10/11/2018
B
Connecticut 1/29/2021
B
New Hampshire 1/29/2021
B
Delaware 6/1/2009
B
New Jersey 6/1/2009
B
District of Columbia 6/1/2009
B
New York 6/1/2009
IA
District of Columbia 6/1/2009
B
North Carolina 6/1/2009
B
Florida 6/1/2009
B
Ohio 6/1/2009
IA
Florida 10/22/2024
B
Oregon 6/1/2009
B
Georgia 6/1/2009
B
Pennsylvania 6/1/2009
B
Illinois 1/30/2013
B
Rhode Island 3/9/2023
B
Indiana 1/29/2021
B
South Carolina 12/22/2017
B
Louisiana 1/10/2024
B
Texas 6/1/2009
B
Maine 1/29/2021
IA
Texas 4/8/2020
B
Maryland 6/1/2009
B
Virginia 6/1/2009
IA
Maryland 5/9/2024
B
Washington 1/29/2021
B
Massachusetts 11/12/2015
B
Wisconsin 6/1/2009
B
Michigan 6/1/2009
B
Wyoming 1/29/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1775 I Street, North West Suite 200, Washington, DC 20006
Delray Beach, FL
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1775 I Street, North West Suite 200, Washington, DC 20006
Delray Beach, FL
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/04/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WASHINGTON, DC
B
 07/27/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WASHINGTON, DC
IA
 04/02/2007 - 07/31/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) WASHINGTON, DC
B
 04/02/2007 - 07/31/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) WASHINGTON, DC
IA
 06/10/1997 - 04/02/2007 MORGAN STANLEY (CRD#:7556) WASHINGTON, DC
B
 05/12/1989 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) WASHINGTON, DC
B
 01/12/1989 - 06/14/1989 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
B
 12/16/1987 - 12/16/1988 ISFA CORPORATION (CRD#:12984) APPLETON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.