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Detailed Report
JULIE ANN LEFEVRE
Julie A LeFevre, JULIE A ROMUALD
CRD#: 1766503
IA
Investment Adviser
B
Broker
KERBERROSE WEALTH MANAGEMENT, LLCCRD#: 168787 487 RIVERWOOD LANE
GREEN BAY, WI 54313
APW CAPITAL, INC.CRD#: 43814 487 Riverwood Ln
Green Bay, WI 54313
Registration History
19952000200520102015202020252 FIRMS2019 - 2019 (<1 year)2 FIRMS2021 - 2021 (<1 year)IAKERBERROSE WEALTH MANAGEMENT, LLC (CRD# 168787)2021 - Present (3 years)BAPW CAPITAL, INC. (CRD# 43814)2022 - Present (3 years)BVALMARK SECURITIES, INC. (CRD# 31243)2019 - 2021 (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2004 - 2017 (13 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)1999 - 2004 (4 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1998 - 1999 (<1 year)BPROEQUITIES, INC. (CRD# 15708)1997 - 1998 (1 year)BNORWEST INVESTMENT SERVICES, INC. (CRD# 16100)1995 - 1997 (1 year)BASSOCIATED INVESTMENT SERVICES... (CRD# 1464)1994 - 1995 (1 year)IASCHENCK INVESTMENT SOLUTIONS LLC (CRD# 112997)2017 - 2019 (1 year)
License(s)

State Registrations

IA
Wisconsin 8/23/2021
B
Wisconsin 1/19/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KERBERROSE WEALTH MANAGEMENT, LLC (CRD#:168787)
487 RIVERWOOD LANE, GREEN BAY, WI 54313
Registered with this firm since 8/23/2021
B
APW CAPITAL, INC. (CRD#:43814)
487 Riverwood Ln, Green Bay, WI 54313
Registered with this firm since 1/19/2022
Previous Registration(s)
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IA
 07/13/2021 - 08/23/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GREEN BAY, WI
B
 07/13/2021 - 08/23/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GREEN BAY, WI
B
 07/12/2019 - 07/06/2021 VALMARK SECURITIES, INC. (CRD#:31243) Green Bay, WI
IA
 03/19/2019 - 07/16/2019 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC (CRD#:38357) Green Bay, WI
B
 03/19/2019 - 07/16/2019 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC (CRD#:38357) Green Bay, WI
IA
 12/11/2017 - 03/06/2019 SCHENCK INVESTMENT SOLUTIONS LLC (CRD#:112997) GREEN BAY, WI
B
 07/08/2004 - 08/09/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) De Pere, WI
B
 10/01/1999 - 04/19/2004 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST. LOUIS, MO
B
 12/15/1998 - 10/04/1999 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
 05/05/1997 - 12/15/1998 PROEQUITIES, INC. (CRD#:15708) BIRMINGHAM, AL
B
 11/02/1995 - 04/28/1997 NORWEST INVESTMENT SERVICES, INC. (CRD#:16100) MINNEAPOLIS, MN
B
 01/01/1994 - 10/20/1995 ASSOCIATED INVESTMENT SERVICES, INC. (CRD#:1464) GREEN BAY, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.