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DAVID MICHAEL HARRISON
CRD#: 1766187
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 600 W BROADWAY STE 1450
ONE AMERICA PLAZA
SAN DIEGO, CA 92101
Registration History
199019952000200520102015202020252 FIRMS1994 - 2003 (9 years)2 FIRMS2003 - Present (21 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1994 (1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1987 - 1993 (5 years)
Disclosure(s)
View By:
3/10/2015
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/6/2023

B
Nevada 7/1/2003

B
Arizona 7/1/2020

B
New Jersey 10/17/2024

B
California 7/1/2003

B
New York 7/1/2003

IA
California 7/1/2003

B
North Carolina 4/18/2024

B
Colorado 7/1/2003

B
Ohio 10/17/2024

B
Connecticut 7/1/2003

B
Oklahoma 10/17/2024

B
Florida 7/1/2003

B
Oregon 7/1/2003

B
Hawaii 11/22/2024

B
Rhode Island 10/17/2024

B
Idaho 10/18/2024

B
South Carolina 10/17/2024

B
Illinois 7/1/2003

B
Tennessee 10/3/2017

B
Indiana 2/2/2006

B
Texas 11/20/2018

B
Kentucky 7/1/2003

IA
Texas 11/20/2018

B
Louisiana 10/30/2024

B
Utah 10/17/2024

B
Maine 6/22/2018

B
Virgin Islands 10/21/2024

B
Maryland 7/1/2003

B
Virginia 2/19/2015

B
Massachusetts 10/31/2006

B
Washington 11/5/2024

B
Michigan 7/1/2003

B
Wisconsin 7/1/2003

B
Montana 10/21/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
600 W BROADWAY STE 1450 ONE AMERICA PLAZA, SAN DIEGO, CA 92101
San Diego, CA
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
600 W BROADWAY STE 1450 ONE AMERICA PLAZA, SAN DIEGO, CA 92101
San Diego, CA
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/01/1994 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) SAN DIEGO, CA
B
07/01/1994 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/31/1993 - 07/13/1994 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
11/25/1987 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.