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GEORGE O'BRIEN JR.
GEORGE O'BRIEN JR, GEORGE O'BRIEN JR. JR, GEORGE DENNIS OBRIEN JR, GEORGE OBRIEN JR
CRD#: 1765463
IA
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MORGAN STANLEYCRD#: 149777 2 North Tamiami Trail
Suite 1100
Sarasota, FL 34236
Suite 1100
Sarasota, FL 34236
0
Disclosures
37
Years of Experience
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State Registrations
B
Arizona 3/1/2012
B
Nebraska 6/19/2020
B
California 6/1/2009
B
Nevada 2/27/2017
B
Colorado 6/20/2011
B
New Hampshire 6/17/2024
B
Connecticut 6/1/2009
B
New Jersey 6/1/2009
B
Delaware 2/27/2017
B
New Mexico 2/20/2020
B
District of Columbia 1/23/2017
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 6/1/2009
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Florida 6/1/2009
B
Ohio 6/1/2009
B
Georgia 10/31/2022
B
Oregon 6/24/2024
B
Idaho 2/14/2024
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2009
B
Rhode Island 6/17/2024
B
Indiana 5/31/2013
B
South Carolina 6/1/2009
B
Iowa 6/1/2009
B
Tennessee 6/1/2009
B
Kentucky 6/1/2009
B
Texas 6/1/2009
B
Louisiana 6/1/2009
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Texas 4/15/2020
B
Maine 5/31/2013
B
Utah 1/25/2012
B
Maryland 6/1/2009
B
Vermont 6/17/2024
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/24/2024
B
Minnesota 6/24/2024
B
West Virginia 6/17/2024
B
Missouri 6/1/2009
B
Wisconsin 6/1/2009
SRO Registrations
B
B
B
B
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/21/2006 - 06/01/2009 | SARASOTA, FL | |
B | 02/21/2006 - 06/01/2009 | SARASOTA, FL | |
IA | 02/10/1994 - 02/21/2006 | SARASOTA, FL | |
B | 11/25/1992 - 02/21/2006 | BALTIMORE, MD | |
B | 03/26/1990 - 12/03/1992 | NEW YORK, NY | |
B | 04/11/1988 - 04/12/1990 | NEW YORK, NY | |
B | 11/25/1987 - 04/11/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.