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STEVEN MICHAEL KLAHORST
CRD#: 1764916
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1400 N. HARBOR BLVD.
SUITE 560
FULLERTON, CA 92835
CETERA ADVISORS LLCCRD#: 10299 1400 NORTH HARBOR BOULEVARD SUITE 560
FULLERTON, CA 92835
Registration History
19901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2020 - Present (4 years)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (2 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2002 - 2022 (20 years)BINTERFIRST CAPITAL CORPORATION (CRD# 7659)1987 - 2002 (14 years)IA401K ALLIANCE (CRD# 140439)2007 - 2023 (16 years)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2020 (8 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2002 - 2012 (10 years)
License(s)

State Registrations

B
Arizona 9/8/2022

B
Missouri 10/9/2024

IA
California 11/12/2020

B
New Mexico 9/8/2022

B
California 9/8/2022

B
Oregon 9/8/2022

B
Hawaii 9/8/2022

B
Texas 11/9/2023

B
Indiana 6/25/2024

IA
Texas 11/9/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1400 N. HARBOR BLVD. SUITE 560, FULLERTON, CA 92835
Registered with this firm since 11/12/2020

B
CETERA ADVISORS LLC (CRD#:10299)
1400 NORTH HARBOR BOULEVARD SUITE 560, FULLERTON, CA 92835
Registered with this firm since 9/8/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2007 - 01/13/2023 401K ALLIANCE (CRD#:140439) FULLERTON, CA
B
02/11/2002 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) FULLERTON, CA
IA
07/02/2012 - 11/12/2020 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) FULLERTON, CA
IA
04/02/2002 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) FULLERTON, CA
B
11/25/1987 - 02/11/2002 INTERFIRST CAPITAL CORPORATION (CRD#:7659) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.