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Detailed Report
Michael E Williams
Michael Everett Williams, Michael Williams, Mike Williams
CRD#: 1763020
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2368 CRATER LAKE AVE STE 101
MEDFORD, OR 97504
Registration History
199019952000200520102015202020252 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2022 (12 years)2 FIRMS2022 - Present (2 years)BWAMU INVESTMENTS, INC. (CRD# 599)2004 - 2009 (4 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1995 - 2004 (8 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1994 - 1995 (<1 year)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1990 - 1994 (4 years)BFRANKLIN DISTRIBUTORS, INC. (CRD# 332)1989 - 1990 (1 year)IAWAMU INVESTMENTS, INC. (CRD# 599)2007 - 2009 (1 year)
License(s)

State Registrations

B
Arizona 9/2/2022
B
Oregon 9/2/2022
B
California 9/2/2022
IA
Oregon 9/2/2022
B
Colorado 9/2/2022
B
Texas 2/5/2025
B
Idaho 9/2/2022
IA
Texas 2/6/2025
B
Michigan 9/2/2022
B
Washington 9/2/2022
B
Nevada 9/2/2022
B
Wisconsin 9/2/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2368 CRATER LAKE AVE STE 101, MEDFORD, OR 97504
Registered with this firm since 9/2/2022
B
EDWARD JONES (CRD#:250)
2368 CRATER LAKE AVE STE 101, MEDFORD, OR 97504
Registered with this firm since 9/2/2022
Previous Registration(s)
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IA
 03/22/2010 - 09/09/2022 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) ALTURAS, CA
B
 03/22/2010 - 09/09/2022 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) ALTURAS, CA
IA
 05/02/2009 - 03/17/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SHADY COVE, OR
B
 05/02/2009 - 03/17/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SHADY COVE, OR
IA
 06/08/2007 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) GRANTS PASS, OR
B
 10/01/2004 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) GRANTS PASS, OR
B
 10/05/1995 - 08/18/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
 11/03/1994 - 05/31/1995 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
 06/07/1990 - 10/31/1994 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
 04/19/1989 - 06/05/1990 FRANKLIN DISTRIBUTORS, INC. (CRD#:332) SAN MATEO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.