Individual Firm
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CHERYL ANN SUTTER
CHERYL A SUTTER
CRD#: 1760545
IA
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MARINER INDEPENDENTCRD#: 305418 2202 N. Westshore Blvd
Suite 200
Tampa, FL 33607
Suite 200
Tampa, FL 33607
0
Disclosures
33
Years of Experience
View By:
State Registrations
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Florida 12/11/2024
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Texas 12/2/2024
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Registered with this firm since 12/2/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/01/2021 - 07/03/2023 | Rockwall, TX | |
B | 12/01/2021 - 07/03/2023 | Rockwall, TX | |
IA | 02/26/2007 - 12/03/2021 | ROCKWALL, TX | |
B | 01/26/2007 - 12/03/2021 | ROCKWALL, TX | |
IA | 08/27/2004 - 01/04/2007 | SAN DIEGO, CA | |
B | 08/27/2004 - 01/04/2007 | SAN DIEGO, CA | |
IA | 04/04/2003 - 08/10/2004 | SAN DIEGO, CA | |
B | 04/04/2003 - 08/10/2004 | SAN DIEGO, CA | |
IA | 03/02/1999 - 10/28/2002 | SAN DIEGO, CA | |
B | 05/21/1998 - 10/24/2002 | SAN DIEGO, CA | |
B | 02/04/1997 - 10/31/1997 | ||
B | 06/09/1995 - 02/12/1997 | HOUSTON, TX | |
B | 01/12/1995 - 03/24/1995 | HOUSTON, TX | |
B | 01/08/1994 - 01/12/1995 | ||
B | 08/23/1991 - 12/31/1992 | APPLETON, WI | |
B | 01/20/1989 - 05/24/1991 | PORTLAND, OR | |
B | 12/15/1987 - 01/24/1989 | ATLANTA, GA |
SAN DIEGO, CA
03/02/1999 - 10/28/2002
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.