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JOHN WILLARD DE MARIGNY
JOHN WILLARD DEMARIGNY
CRD#: 1760046
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1803 BROADWAY ST
SAN ANTONIO, TX 78215
Registration History
199019952000200520102015202020252 FIRMS2006 - Present (19 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1990 - 2006 (15 years)BMBANK CAPITAL MARKETS, INC. (CRD# 22904)1990 - 1990 (<1 year)BCLAREMONT FINANCIAL SERVICES (CRD# 16260)1987 - 1988 (<1 year)IABANC ONE SECURITIES CORPORATION (CRD# 16999)1991 - 2006 (15 years)
Disclosure(s)
View By:
6/27/2005
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 2/23/2006

B
North Carolina 2/23/2006

B
California 2/23/2006

B
Pennsylvania 9/12/2012

B
Colorado 2/23/2006

B
South Dakota 5/10/2018

B
Delaware 9/30/2021

B
Texas 2/23/2006

B
District of Columbia 12/9/2020

IA
Texas 2/23/2006

B
Florida 2/23/2006

B
Virginia 8/29/2016

B
Massachusetts 1/10/2024

B
Washington 10/21/2021

B
New York 2/23/2006

B
Wyoming 1/9/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 2/23/2006

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1803 BROADWAY ST, SAN ANTONIO, TX 78215
Registered with this firm since 2/23/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/10/1991 - 03/02/2006 BANC ONE SECURITIES CORPORATION (CRD#:16999) SAN ANTONIO, TX
B
10/26/1990 - 03/02/2006 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
09/07/1990 - 10/26/1990 MBANK CAPITAL MARKETS, INC. (CRD#:22904)
B
10/21/1987 - 01/01/1988 CLAREMONT FINANCIAL SERVICES (CRD#:16260)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.