Individual Firm
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JOHN ERWIN HOFMAN
JOHN HOFMAN
CRD#: 1753278
IA
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WELLS FARGO ADVISORSCRD#: 19616 14767 NORTH OUTER 40 RD
FL 2
CHESTERFIELD, MO 63017
FL 2
CHESTERFIELD, MO 63017
0
Disclosures
37
Years of Experience
View By:
State Registrations
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Alabama 10/19/2023
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Maryland 8/5/2020
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Arizona 8/5/2020
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Massachusetts 10/19/2023
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Arkansas 6/28/2022
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Michigan 8/5/2020
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California 8/24/2020
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Missouri 8/5/2020
B
Colorado 8/5/2020
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Missouri 8/5/2020
B
Delaware 8/12/2020
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Ohio 8/5/2020
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District of Columbia 10/19/2020
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Oklahoma 11/22/2024
B
Florida 8/5/2020
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Oregon 8/24/2020
B
Georgia 8/5/2020
B
South Carolina 8/12/2020
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Illinois 8/5/2020
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Tennessee 8/5/2020
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Indiana 8/5/2020
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Texas 8/5/2020
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Iowa 10/19/2023
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Texas 8/5/2020
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Kansas 8/5/2020
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Utah 8/5/2020
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Kentucky 2/18/2022
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Virginia 8/5/2020
SRO Registrations
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Registered with this firm since 8/5/2020
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Registered with this firm since 8/5/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/06/2011 - 08/11/2020 | CHESTERFIELD, MO | |
B | 05/06/2011 - 08/11/2020 | CHESTERFIELD, MO | |
IA | 04/17/2001 - 05/12/2011 | LADUE, MO | |
B | 05/07/1997 - 05/12/2011 | LADUE, MO | |
B | 11/08/1991 - 05/15/1997 | NEW YORK, NY | |
B | 11/25/1987 - 11/14/1991 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.