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DONNA MARIE DORAZIO
CRD#: 1753144
IA
B
WELLS FARGO ADVISORSCRD#: 19616 100 N 18TH ST 21ST FL
[VF-RBO]
PHILADELPHIA, PA 19103
[VF-RBO]
PHILADELPHIA, PA 19103
0
Disclosures
37
Years of Experience
View By:
State Registrations
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Arizona 10/1/2000
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New York 10/1/2000
B
California 10/1/2000
B
North Carolina 10/1/2000
B
Colorado 10/1/2000
B
Ohio 11/3/2022
B
Connecticut 1/12/2021
B
Oregon 12/1/2020
B
Delaware 10/1/2000
B
Pennsylvania 10/1/2000
B
Florida 10/1/2000
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Pennsylvania 5/23/2011
B
Georgia 10/1/2000
B
Rhode Island 1/21/2025
B
Idaho 7/16/2021
B
South Carolina 1/14/2016
B
Illinois 1/4/2019
B
Tennessee 9/12/2017
B
Indiana 8/25/2021
B
Texas 6/28/2005
B
Kansas 11/2/2022
B
Utah 2/11/2021
B
Maine 11/29/2022
B
Vermont 7/8/2021
B
Maryland 10/1/2000
B
Virgin Islands 3/18/2011
B
Massachusetts 10/1/2000
B
Virginia 10/1/2000
B
Missouri 4/17/2015
B
Washington 2/21/2025
B
Nevada 2/12/2019
B
West Virginia 1/9/2023
B
New Hampshire 9/5/2006
B
Wisconsin 5/4/2016
B
New Jersey 10/1/2000
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 5/23/2011
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Registered with this firm since 10/1/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/01/1996 - 10/01/2000 | CHARLOTTE, NC | |
B | 12/05/1988 - 01/01/1996 | NEWARK, NJ | |
B | 10/21/1987 - 12/05/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.