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Detailed Report
ROBERT JAMES MANNING
BOB MANNING, ROBERT MANNING
CRD#: 1751773
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2775 Sand Hill Road
Suite 120
Menlo Park, CA 94025
Registration History
199019952000200520102015202020252 FIRMS2001 - 2005 (4 years)2 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - Present (15 years)BDB ALEX. BROWN LLC (CRD# 17790)1997 - 2001 (3 years)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1995 - 1997 (2 years)BSMITH BARNEY INC. (CRD# 7059)1989 - 1995 (6 years)BDREXEL BURNHAM LAMBERT INCORPO... (CRD# 7323)1988 - 1989 (1 year)
Disclosure(s)
View By:
2/20/2008
Customer Dispute
Settled
7/28/1998
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/17/2020
B
Minnesota 1/23/2014
B
Alaska 12/11/2023
B
Mississippi 6/14/2024
B
Arizona 6/1/2009
B
Montana 8/15/2019
B
California 6/1/2009
B
Nebraska 3/31/2025
IA
California 6/1/2009
B
Nevada 6/1/2009
B
Colorado 6/1/2009
B
New Jersey 9/1/2020
B
Connecticut 11/12/2021
B
New York 6/1/2009
B
Delaware 12/19/2023
B
Ohio 6/13/2024
B
District of Columbia 12/1/2023
B
Oregon 6/1/2009
B
Florida 8/3/2023
B
Pennsylvania 3/4/2014
B
Georgia 6/1/2009
B
South Carolina 10/24/2023
B
Hawaii 4/9/2015
B
Tennessee 6/13/2024
B
Idaho 10/21/2015
B
Texas 6/1/2009
B
Illinois 12/12/2023
IA
Texas 2/11/2014
B
Indiana 10/22/2019
B
Utah 5/27/2014
B
Iowa 6/14/2024
B
Vermont 5/12/2015
B
Kansas 3/13/2023
B
Virginia 6/15/2024
B
Maryland 2/25/2025
B
Washington 7/5/2023
B
Massachusetts 6/1/2009
B
Wyoming 6/18/2024
B
Michigan 6/14/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/23/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
B
 02/23/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
IA
 06/18/2001 - 03/02/2005 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) SAN FRANCISCO, CA
B
 01/13/2001 - 03/02/2005 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
 09/01/1997 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
 08/07/1995 - 09/01/1997 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
B
 05/22/1989 - 08/23/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 02/01/1988 - 05/22/1989 DREXEL BURNHAM LAMBERT INCORPORATED (CRD#:7323)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.