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ROBERT ARNOLD CONNOLLY
BOB CONNOLLY
CRD#: 1749521
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 100 FEDERAL ST
BOSTON, MA 02110
Registration History
199019952000200520102015202020252 FIRMS2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2009 (5 years)BQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (2 years)BWESTON SECURITIES CORPORATION (CRD# 15743)1987 - 1991 (3 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2005 - 2009 (4 years)
License(s)

State Registrations

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Connecticut 10/23/2009

B
Massachusetts 10/23/2009

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Connecticut 11/9/2015

B
Virginia 3/18/2020

SRO Registrations

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Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

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Cboe Exchange, Inc.

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FINRA

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Nasdaq Stock Market

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New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 10/23/2009

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 10/23/2009

Previous Registration(s)
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07/05/2005 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
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10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
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04/03/2002 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
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10/29/1987 - 03/27/1991 WESTON SECURITIES CORPORATION (CRD#:15743)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.