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MARY K ELLIOTT
MARY KATHERINE ELLIOTT
CRD#: 1748605
IA
B
MORGAN STANLEYCRD#: 149777 1030 Broad Street 3Rd Floor
Shrewsbury, NJ 07702
Shrewsbury, NJ 07702
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
Alabama 4/28/2015
B
Nevada 3/27/2015
B
Alaska 4/28/2015
B
New Hampshire 3/27/2015
B
Arizona 4/28/2015
B
New Jersey 11/10/2011
B
Arkansas 4/28/2015
IA
New Jersey 11/10/2011
B
California 11/10/2011
B
New Mexico 3/27/2015
B
Colorado 3/27/2015
B
New York 11/10/2011
B
Connecticut 3/27/2015
B
North Carolina 3/30/2015
B
Delaware 3/27/2015
B
North Dakota 4/1/2015
B
District of Columbia 3/27/2015
B
Ohio 3/30/2015
B
Florida 11/10/2011
B
Oklahoma 3/27/2015
B
Georgia 3/27/2015
B
Oregon 3/27/2015
B
Hawaii 3/27/2015
B
Pennsylvania 3/27/2015
B
Idaho 4/1/2015
B
Puerto Rico 4/1/2015
B
Illinois 3/27/2015
B
Rhode Island 3/27/2015
B
Indiana 3/27/2015
B
South Carolina 11/18/2011
B
Iowa 3/27/2015
B
South Dakota 4/1/2015
B
Kansas 3/27/2015
B
Tennessee 3/27/2015
B
Kentucky 3/27/2015
B
Texas 3/27/2015
B
Louisiana 3/27/2015
IA
Texas 2/19/2020
B
Maine 3/27/2015
B
Utah 3/27/2015
B
Maryland 3/27/2015
B
Vermont 3/27/2015
B
Massachusetts 3/27/2015
B
Virgin Islands 3/27/2015
B
Michigan 3/27/2015
B
Virginia 1/21/2014
B
Minnesota 3/27/2015
B
Washington 3/27/2015
B
Mississippi 3/27/2015
B
West Virginia 3/27/2015
B
Missouri 3/27/2015
B
Wisconsin 3/27/2015
B
Montana 3/27/2015
B
Wyoming 3/27/2015
B
Nebraska 3/27/2015
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/10/2011
B
Registered with this firm since 11/10/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/12/2008 - 11/11/2011 | MANASQUAN, NJ | |
B | 08/26/2008 - 11/11/2011 | MANASQUAN, NJ | |
B | 04/26/2006 - 09/04/2008 | RED BANK, NJ | |
B | 06/24/1991 - 04/06/2005 | NEW YORK, NY |
MANASQUAN, NJ
09/12/2008 - 11/11/2011
MANASQUAN, NJ
08/26/2008 - 11/11/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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