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TRINA NORINE TRACY
CRD#: 1747980
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1010 W 2nd St
Seymour, IN 47274
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1010 W. 2nd Street
Seymour, IN 47274
Registration History
19901995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2021 - Present (3 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1997 - Present (27 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1989 - 1997 (8 years)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1987 - 1989 (2 years)IAVISION FINANCIAL GROUP (CRD# 123041)2007 - 2021 (14 years)
License(s)

State Registrations

B
Alabama 1/19/2024

B
Michigan 6/3/2016

B
Arizona 8/11/2020

B
Mississippi 8/5/2021

B
California 6/17/2016

B
Missouri 4/11/2002

B
Florida 5/6/2002

B
Ohio 11/5/2007

B
Georgia 9/1/2023

B
Oklahoma 1/20/2017

B
Illinois 1/23/2013

B
Tennessee 7/22/2004

B
Indiana 10/31/1997

B
Washington 5/23/2018

IA
Indiana 6/11/2021

B
Wisconsin 9/19/2023

B
Kentucky 7/22/2004

B
Wyoming 4/4/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1010 W 2nd St, Seymour, IN 47274
Registered with this firm since 6/11/2021

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1010 W. 2nd Street, Seymour, IN 47274
Registered with this firm since 10/31/1997

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/11/2007 - 10/01/2021 VISION FINANCIAL GROUP (CRD#:123041) SEYMOUR, IN
B
11/19/1989 - 11/03/1997 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
10/30/1987 - 11/19/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.