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Detailed Report
THOMAS EARLE DAY
TOM DAY
CRD#: 1746923
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 475 Kilvert Street
Suite 330
Warwick, RI 02886
Registration History
199019952000200520102015202020252 FIRMS2005 - Present (19 years)BADVEST, INC. (CRD# 10)2001 - 2005 (4 years)BCITIZENS FINANCIAL SERVICES INC. (CRD# 39550)1997 - 2001 (3 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1994 - 1997 (3 years)BTUCKER ANTHONY INCORPORATED (CRD# 837)1988 - 1994 (5 years)BINTERNATIONAL HERITAGE SECURIT... (CRD# 8016)1988 - 1988 (<1 year)IAADVEST, INC. (CRD# 10)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Alabama 11/19/2024
B
Nevada 3/13/2023
B
Arizona 11/21/2005
B
New Hampshire 11/21/2005
B
California 11/21/2005
B
New Jersey 11/21/2005
IA
California 10/6/2008
B
New Mexico 2/8/2019
B
Colorado 3/13/2023
B
New York 11/21/2005
B
Connecticut 11/21/2005
B
North Carolina 8/17/2017
B
District of Columbia 3/13/2023
B
Ohio 2/15/2006
B
Florida 11/21/2005
B
Oregon 3/13/2023
IA
Florida 2/6/2018
B
Pennsylvania 3/13/2023
B
Georgia 11/21/2005
B
Rhode Island 11/21/2005
B
Hawaii 11/21/2005
IA
Rhode Island 11/21/2005
B
Iowa 11/21/2005
B
South Carolina 11/21/2005
B
Maine 11/21/2005
B
Tennessee 5/3/2023
B
Maryland 9/28/2017
B
Texas 11/21/2005
B
Massachusetts 11/21/2005
IA
Texas 3/15/2023
B
Michigan 3/13/2023
B
Vermont 11/21/2005
B
Minnesota 3/13/2023
B
Virginia 11/21/2005
B
Montana 12/26/2021
B
Washington 11/21/2005
B
Nebraska 11/21/2005
B
Wisconsin 5/9/2019

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
475 Kilvert Street Suite 330, Warwick, RI 02886
3001 PGA BLVD SUITE 200, PALM BEACH GARDENS, FL 33410
Registered with this firm since 11/21/2005
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
475 Kilvert Street Suite 330, Warwick, RI 02886
3001 PGA BLVD SUITE 200, PALM BEACH GARDENS, FL 33410
Registered with this firm since 11/21/2005
Previous Registration(s)
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IA
 10/11/2005 - 12/12/2005 ADVEST, INC. (CRD#:10) PROVIDENCE, RI
B
 01/05/2001 - 12/12/2005 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
 07/16/1997 - 02/02/2001 CITIZENS FINANCIAL SERVICES INC. (CRD#:39550) JOHNSTON, RI
B
 05/06/1994 - 07/16/1997 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 07/28/1988 - 05/11/1994 TUCKER ANTHONY INCORPORATED (CRD#:837) BOSTON, MA
B
 01/18/1988 - 06/10/1988 INTERNATIONAL HERITAGE SECURITIES, INC. (CRD#:8016)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.