Individual Firm
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JON DAVID BRAUSCH
CRD#: 1746081
IA
B
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 200 PUBLIC SQUARE STE 1650
CLEVELAND, OH 44114
CLEVELAND, OH 44114
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8/14/1998
Customer Dispute
Denied
State Registrations
B
Alabama 3/13/2009
B
Missouri 1/3/2014
B
Alaska 1/3/2018
B
New Hampshire 8/6/2024
B
Arizona 1/4/2018
B
New Jersey 10/23/2020
B
California 1/11/2011
B
New Mexico 1/5/2018
B
Colorado 8/1/2016
B
New York 1/5/2018
B
Connecticut 1/3/2018
B
North Carolina 12/28/2015
B
Florida 3/13/2009
B
Ohio 3/13/2009
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Florida 1/24/2018
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Ohio 3/23/2009
B
Georgia 3/13/2009
B
Pennsylvania 12/4/2014
B
Illinois 1/4/2016
B
South Carolina 1/5/2018
B
Indiana 3/13/2009
B
Texas 8/14/2009
B
Kansas 11/15/2018
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Texas 3/13/2017
B
Kentucky 2/28/2020
B
Vermont 10/30/2023
B
Louisiana 10/12/2017
B
Virginia 3/13/2012
B
Maryland 10/25/2021
B
West Virginia 4/8/2021
B
Massachusetts 3/13/2009
B
Wisconsin 3/13/2009
B
Michigan 3/13/2009
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
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Registered with this firm since 3/23/2009
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Registered with this firm since 3/13/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/07/2001 - 03/16/2009 | CLEVELAND, OH | |
B | 07/28/2000 - 03/16/2009 | CLEVELAND, OH | |
B | 09/05/1989 - 08/09/2000 | CLEVELAND, OH | |
B | 10/21/1987 - 03/02/1989 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.