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Detailed Report
Robert Emmett Hicks
BOB HICKS, BOBBY HICKS, ROBERT E HICKS, ROBERT EMMETT HICKS, Robert Hicks
CRD#: 1746014
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 6060 Primacy Pkwy
Suite 175
MEMPHIS, TN 38119
Registration History
199019952000200520102015202020253 FIRMS1988 - 1988 (<1 year)2 FIRMS2012 - 2024 (12 years)2 FIRMS2024 - Present (<1 year)BBROKERSXPRESS LLC (CRD# 127081)2010 - 2011 (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2008 - 2010 (2 years)BEDWARD JONES (CRD# 250)2006 - 2007 (1 year)BINVESTACORP, INC. (CRD# 7684)1992 - 1992 (<1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1989 - 1990 (<1 year)IABROKERSXPRESS LLC (CRD# 127081)2011 - 2011 (<1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2010 (1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (<1 year)IAEDWARD JONES (CRD# 250)2007 - 2007 (<1 year)
Disclosure(s)
View By:
12/4/2024
Customer Dispute
Denied
4/25/2022
Customer Dispute
Settled
License(s)

State Registrations

B
Arkansas 6/12/2024
IA
Mississippi 5/13/2024
IA
Arkansas 6/12/2024
B
Tennessee 5/10/2024
B
Georgia 5/13/2024
IA
Tennessee 5/10/2024
IA
Georgia 5/13/2024
IA
Texas 5/13/2024
B
Mississippi 5/13/2024
B
Texas 5/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
6060 Primacy Pkwy Suite 175, MEMPHIS, TN 38119
Registered with this firm since 5/10/2024
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
6060 Primacy Pkwy Suite 175, MEMPHIS, TN 38119
Registered with this firm since 5/10/2024
Previous Registration(s)
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IA
 03/21/2012 - 04/02/2024 EAGLE STRATEGIES LLC (CRD#:110826) GERMANTOWN, TN
B
 02/13/2012 - 04/02/2024 NYLIFE SECURITIES LLC (CRD#:5167) GERMANTOWN, TN
IA
 01/05/2011 - 12/31/2011 BROKERSXPRESS LLC (CRD#:127081) MEMPHIS, TN
B
 12/23/2010 - 12/31/2011 BROKERSXPRESS LLC (CRD#:127081) MEMPHIS, TN
IA
 01/02/2009 - 12/23/2010 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) MEMPHIS, TN
B
 04/08/2008 - 12/23/2010 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MEMPHIS, TN
IA
 04/22/2008 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) MEMPHIS, TN
IA
 02/14/2007 - 10/30/2007 EDWARD JONES (CRD#:250) MEMPHIS, TN
B
 07/25/2006 - 10/30/2007 EDWARD JONES (CRD#:250) MEMPHIS, TN
B
 02/10/1992 - 10/29/1992 INVESTACORP, INC. (CRD#:7684)
B
 04/18/1989 - 03/01/1990 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413)
B
 05/18/1988 - 06/22/1988 J.C. BRADFORD & CO. (CRD#:1287)
B
 02/02/1988 - 06/09/1988 THE INVESTMENT CENTER, INC. (CRD#:17839)
B
 01/06/1988 - 02/04/1988 SOUTHERN SECURITIES INVESTMENT BANKERS, INC. (CRD#:7223)
FINRA expelled the firm on 08/26/1990
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.