• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KENNETH ERIK MOGSETH
KENNETH E MOGSETH
CRD#: 1745230
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1701 Southeast Columbia River Drive
Suite 120
Vancouver, WA 98661
Registration History
199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1987 - 2007 (19 years)IAMORGAN STANLEY (CRD# 7556)1992 - 2007 (14 years)
License(s)

State Registrations

B
Alaska 1/13/2015

B
Nevada 6/1/2009

B
Arizona 6/1/2009

B
New Jersey 9/20/2022

B
California 6/1/2009

B
New Mexico 1/13/2015

B
Colorado 6/1/2009

B
New York 6/1/2009

B
Connecticut 12/19/2019

B
Ohio 1/13/2015

B
Florida 6/30/2011

B
Oregon 6/1/2009

B
Georgia 6/1/2009

B
Pennsylvania 6/23/2016

B
Hawaii 1/13/2015

B
South Carolina 6/1/2009

B
Idaho 6/1/2009

B
Texas 6/1/2009

B
Illinois 1/13/2015

IA
Texas 6/1/2009

B
Indiana 2/7/2022

B
Utah 6/17/2014

B
Louisiana 9/14/2023

B
Virginia 12/16/2014

B
Maryland 3/13/2015

B
Washington 6/1/2009

B
Minnesota 9/20/2022

IA
Washington 6/1/2009

B
Montana 6/1/2009

B
Wyoming 6/17/2021

B
Nebraska 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1701 Southeast Columbia River Drive Suite 120, Vancouver, WA 98661
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
1701 Southeast Columbia River Drive Suite 120, Vancouver, WA 98661
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) VANCOUVER, WA
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) VANCOUVER, WA
IA
10/16/1992 - 04/02/2007 MORGAN STANLEY (CRD#:7556) VANCOUVER, WA
B
10/17/1987 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) VANCOUVER, WA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.