• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SCOTT MOSLE WALTMON
CRD#: 1744520
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 2 POST OAK CENTRAL
1980 POST OAK BLVD, SUITE 1630 & 1525
HOUSTON, TX 77056-3859
Registration History
199019952000200520102015202020252 FIRMS2015 - Present (9 years)BPIPER JAFFRAY & CO. (CRD# 665)2013 - 2014 (1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2005 - 2013 (7 years)BFIRST SOUTHWEST COMPANY (CRD# 316)1996 - 2005 (9 years)BMASTERSON MORELAND SAUER WHISM... (CRD# 16815)1995 - 1996 (<1 year)BEVEREN SECURITIES, INC. (CRD# 19616)1990 - 1994 (3 years)BLOVETT UNDERWOOD NEUHAUS & WEB... (CRD# 22540)1988 - 1990 (2 years)BBOETTCHER & COMPANY, INC. (CRD# 101)1988 - 1988 (<1 year)
License(s)

State Registrations

B
California 3/4/2016

B
Tennessee 1/26/2021

B
Colorado 6/30/2015

B
Texas 2/17/2015

B
Florida 11/11/2015

IA
Texas 3/19/2015

B
Louisiana 2/17/2015

B
Utah 4/1/2016

B
New Jersey 3/4/2016

B
Virginia 1/10/2017

B
North Carolina 7/1/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
2 POST OAK CENTRAL 1980 POST OAK BLVD, SUITE 1630 & 1525, HOUSTON, TX 77056-3859
Houston, TX
Registered with this firm since 3/19/2015

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
2 POST OAK CENTRAL 1980 POST OAK BLVD, SUITE 1630 & 1525, HOUSTON, TX 77056-3859
Houston, TX
Registered with this firm since 2/17/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/28/2013 - 12/24/2014 PIPER JAFFRAY & CO. (CRD#:665) HOUSTON, TX
B
04/25/2005 - 01/28/2013 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) HOUSTON, TX
B
02/01/1996 - 02/07/2005 FIRST SOUTHWEST COMPANY (CRD#:316) DALLAS, TX
B
03/06/1995 - 02/13/1996 MASTERSON MORELAND SAUER WHISMAN, INC. (CRD#:16815)
B
09/04/1990 - 07/01/1994 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
09/01/1988 - 09/04/1990 LOVETT UNDERWOOD NEUHAUS & WEBB, INC. (CRD#:22540)
B
03/23/1988 - 09/01/1988 BOETTCHER & COMPANY, INC. (CRD#:101)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.