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JOHN S MAPES
CRD#: 1743356
IA
B
MORGAN STANLEYCRD#: 149777 61 South Paramus Road
3Rd Floor
Paramus, NJ 07652
3Rd Floor
Paramus, NJ 07652
0
Disclosures
32
Years of Experience
View By:
State Registrations
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Alabama 2/7/2018
B
Nevada 10/10/2017
B
Alaska 2/7/2018
B
New Hampshire 2/7/2018
B
Arizona 2/7/2018
B
New Jersey 6/1/2009
B
Arkansas 2/7/2018
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New Jersey 3/2/2015
B
California 4/3/2014
B
New Mexico 2/7/2018
B
Colorado 4/3/2014
B
New York 4/3/2014
B
Connecticut 2/7/2018
B
North Carolina 6/10/2016
B
Delaware 2/7/2018
B
North Dakota 2/7/2018
B
District of Columbia 2/7/2018
B
Ohio 2/8/2018
B
Florida 4/3/2014
B
Oklahoma 2/7/2018
B
Georgia 2/7/2018
B
Oregon 2/8/2018
B
Hawaii 2/7/2018
B
Pennsylvania 2/8/2018
B
Idaho 2/7/2018
B
Puerto Rico 2/8/2018
B
Illinois 2/7/2018
B
Rhode Island 2/8/2018
B
Indiana 2/7/2018
B
South Carolina 2/8/2018
B
Iowa 2/7/2018
B
South Dakota 2/8/2018
B
Kansas 2/7/2018
B
Tennessee 2/8/2018
B
Kentucky 2/7/2018
B
Texas 2/8/2018
B
Louisiana 2/7/2018
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Texas 4/2/2020
B
Maine 2/7/2018
B
Utah 2/8/2018
B
Maryland 2/7/2018
B
Vermont 2/8/2018
B
Massachusetts 2/7/2018
B
Virgin Islands 5/25/2022
B
Michigan 2/7/2018
B
Virginia 11/16/2017
B
Minnesota 2/7/2018
B
Washington 2/8/2018
B
Mississippi 2/7/2018
B
West Virginia 2/8/2018
B
Missouri 2/7/2018
B
Wisconsin 2/8/2018
B
Montana 2/7/2018
B
Wyoming 2/8/2018
B
Nebraska 2/7/2018
SRO Registrations
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Registered with this firm since 3/2/2015
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/01/2009 - 06/01/2009 | RIDGEWOOD, NJ | |
B | 02/16/2005 - 01/04/2007 | NEW YORK, NY | |
B | 11/05/2004 - 02/03/2005 | BOLINGBROOK, IL | |
B | 06/09/1999 - 11/25/2002 | NEW YORK, NY | |
B | 06/09/1999 - 01/05/2000 | NEW YORK, NY | |
B | 06/23/1998 - 04/27/1999 | NEW YORK, NY | |
B | 08/28/1990 - 04/20/1998 | NEW YORK, NY | |
B | 11/19/1989 - 08/23/1990 | SCOTTSDALE, AZ | |
B | 05/02/1988 - 11/19/1989 |
NEW YORK, NY
06/09/1999 - 01/05/2000
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.