• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Registration History
199019952000200520102015202020252 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2022 (8 years)IASP WEALTH PLANNING (CRD# 323658)2022 - Present (2 years)BING FINANCIAL ADVISERS, LLC (CRD# 34815)2005 - 2011 (5 years)BGWFS EQUITIES, INC. (CRD# 13109)2000 - 2005 (5 years)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2000 - 2000 (<1 year)BTHE STUART-JAMES COMPANY, INCO... (CRD# 11691)1989 - 1989 (<1 year)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1987 - 1989 (1 year)IAING FINANCIAL ADVISERS, LLC (CRD# 34815)2008 - 2011 (2 years)
Disclosure(s)
View By:
2/22/2022
Employment Separation After Allegations
License(s)

State Registrations

IA
New Jersey 8/15/2023

IA
Pennsylvania 12/2/2022

Current Registration(s)
IA
SP WEALTH PLANNING (CRD#:323658)
CHURCHVILLE, PA
Registered with this firm since 12/2/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/25/2013 - 03/03/2022 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) CHURCHVILLE, PA
B
07/25/2013 - 03/03/2022 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) CHURCHVILLE, PA
IA
03/04/2011 - 07/25/2013 ING FINANCIAL ADVISERS, LLC (CRD#:34815) PHILADELPHIA, PA
B
03/04/2011 - 07/25/2013 ING FINANCIAL ADVISERS, LLC (CRD#:34815) PHILADELPHIA, PA
IA
01/03/2011 - 03/04/2011 ING FINANCIAL PARTNERS, INC (CRD#:2882) PHILADELPHIA, PA
B
01/03/2011 - 03/04/2011 ING FINANCIAL PARTNERS, INC. (CRD#:2882) PHILADELPHIA, PA
IA
05/14/2008 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) PHILADELPHIA, PA
B
08/31/2005 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) PHILADELPHIA, PA
B
07/13/2000 - 09/13/2005 GWFS EQUITIES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
B
04/03/2000 - 07/06/2000 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) NEWARK, DE
B
01/24/1989 - 06/27/1989 THE STUART-JAMES COMPANY, INCORPORATED (CRD#:11691)
B
10/09/1987 - 01/17/1989 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.