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Detailed Report
LUANN G. MANER
LUANN GILLIAM, LUANN MAN
CRD#: 1742154
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3800 Glenwood Avenue
Suite 500
Raleigh, NC 27612
Registration History
199019952000200520102015202020252 FIRMS2004 - 2009 (4 years)2 FIRMS2009 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2004 (4 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1988 - 2000 (11 years)BATLANTA SECURITIES & INVESTMEN... (CRD# 15762)1988 - 1988 (<1 year)BJ. W. GANT & ASSOCIATES, INC. (CRD# 7963)1987 - 1987 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2002 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 6/1/2009
B
New Hampshire 7/3/2013
B
Alaska 7/15/2009
B
New Jersey 6/1/2009
B
Arizona 9/19/2017
B
New York 1/9/2019
B
California 6/1/2009
B
North Carolina 6/1/2009
B
Colorado 6/1/2009
IA
North Carolina 6/1/2009
B
Connecticut 3/21/2017
B
Oregon 6/19/2019
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 6/1/2009
B
Rhode Island 11/18/2024
B
Illinois 6/1/2009
B
South Carolina 6/1/2009
B
Indiana 6/21/2010
B
Tennessee 6/1/2009
B
Maryland 6/1/2009
B
Texas 6/1/2009
B
Massachusetts 6/1/2009
IA
Texas 4/15/2020
B
Michigan 6/1/2009
B
Virginia 6/1/2009
B
Mississippi 7/15/2014
B
Washington 10/22/2010
B
Missouri 9/22/2020
B
West Virginia 6/1/2009
B
Montana 7/9/2018
B
Wisconsin 5/23/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3800 Glenwood Avenue Suite 500, Raleigh, NC 27612
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
3800 Glenwood Avenue Suite 500, Raleigh, NC 27612
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/02/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENSBORO, NC
B
 07/02/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GREENSBORO, NC
IA
 09/16/2002 - 07/07/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) BURLINGTON, NC
B
 01/28/2000 - 07/07/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 07/07/1988 - 01/21/2000 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 01/29/1988 - 07/05/1988 ATLANTA SECURITIES & INVESTMENTS, INC. (CRD#:15762)
FINRA expelled the firm on 05/18/1992
B
 09/24/1987 - 12/19/1987 J. W. GANT & ASSOCIATES, INC. (CRD#:7963)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.