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CATHERINE EVELYN ST. DIZIER
CATHERINE ST DIZIER, CATHERINE EVELYN STDIZIER
CRD#: 1741381
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Investment Adviser
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Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2300 WINDY RIDGE PARKWAY S.E.
SUITE 240 S
ATLANTA, GA 30339
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - Present (11 years)BLPL FINANCIAL LLC (CRD# 6413)2008 - 2012 (3 years)BSECURITIES AMERICA, INC. (CRD# 10205)2006 - 2007 (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2004 (<1 year)BING FINANCIAL ADVISERS, LLC (CRD# 34815)2001 - 2002 (1 year)BWACHOVIA SECURITIES, INC. (CRD# 431)2000 - 2001 (<1 year)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)2000 - 2000 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2012 (3 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2004 (<1 year)
License(s)

State Registrations

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Alabama 10/17/2016

B
Georgia 5/11/2016

IA
Alabama 10/18/2016

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Georgia 5/12/2016

B
California 3/18/2013

B
North Carolina 5/14/2019

IA
California 1/11/2016

IA
North Carolina 5/16/2019

B
Florida 3/18/2013

B
Tennessee 2/10/2025

IA
Florida 3/19/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2300 WINDY RIDGE PARKWAY S.E. SUITE 240 S, ATLANTA, GA 30339
Registered with this firm since 3/19/2013

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2300 WINDY RIDGE PARKWAY S.E. SUITE 240 S, ATLANTA, GA 30339
Registered with this firm since 3/18/2013

Previous Registration(s)
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08/14/2012 - 02/26/2013 SYMETRA INVESTMENT SERVICES, INC. (CRD#:19061) TALLAHASSEE, FL
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08/13/2012 - 02/26/2013 SYMETRA INVESTMENT SERVICES, INC. (CRD#:19061) TALLAHASSEE, FL
IA
01/27/2009 - 08/20/2012 LPL FINANCIAL LLC (CRD#:6413) CLEARWATER, FL
B
11/21/2008 - 08/20/2012 LPL FINANCIAL LLC (CRD#:6413) CLEARWATER, FL
B
05/31/2006 - 05/29/2007 SECURITIES AMERICA, INC. (CRD#:10205) ST PETERSBURG, FL
IA
05/03/2004 - 06/14/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) PINELLAS PARK, FL
B
12/08/2003 - 06/14/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
10/02/2001 - 12/12/2002 ING FINANCIAL ADVISERS, LLC (CRD#:34815) WINDSOR, CT
B
08/08/2000 - 05/15/2001 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
03/16/2000 - 07/25/2000 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.