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Detailed Report
ERIC LEIGH JACOBS
CRD#: 1740812
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 1225 FRANKLIN AVENUE
SUITE 150
GARDEN CITY, NY 11530
Registration History
199019952000200520102015202020252 FIRMS1991 - 2003 (11 years)2 FIRMS2019 - Present (5 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2003 - 2019 (16 years)BLEW LIEBERBAUM & CO., INC. (CRD# 17341)1990 - 1991 (<1 year)BCHATFIELD DEAN & CO., INC. (CRD# 14714)1990 - 1990 (<1 year)BTHE STUART-JAMES COMPANY, INCO... (CRD# 11691)1989 - 1990 (1 year)BSOUTH RICHMOND SECURITIES, INC. (CRD# 14913)1988 - 1989 (1 year)IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2006 - 2019 (13 years)
Disclosure(s)
View By:
12/12/2002
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 7/6/2022
B
Nevada 6/14/2019
B
Arizona 6/14/2019
B
New Hampshire 6/14/2019
B
California 6/14/2019
B
New Jersey 6/14/2019
B
Colorado 6/14/2019
B
New York 6/14/2019
B
Connecticut 6/14/2019
IA
New York 8/12/2021
B
Delaware 8/2/2019
B
North Carolina 6/14/2019
B
District of Columbia 6/14/2019
B
Oregon 6/14/2019
B
Florida 6/14/2019
B
Pennsylvania 6/14/2019
B
Illinois 6/14/2019
B
Rhode Island 7/12/2022
B
Kansas 6/14/2019
B
South Carolina 6/14/2019
B
Kentucky 9/12/2019
B
Tennessee 6/14/2019
B
Maine 6/14/2019
IA
Texas 6/14/2019
B
Maryland 6/14/2019
B
Texas 6/24/2019
B
Massachusetts 6/20/2019
B
Virginia 6/14/2019
B
Michigan 8/26/2019
B
Washington 6/14/2019

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
1225 FRANKLIN AVENUE SUITE 150, GARDEN CITY, NY 11530
Registered with this firm since 6/14/2019
B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
1225 FRANKLIN AVENUE SUITE 150, GARDEN CITY, NY 11530
Registered with this firm since 6/14/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/07/2006 - 06/24/2019 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) GARDEN CITY, NY
B
 01/16/2003 - 06/24/2019 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) GARDEN CITY, NY
IA
 10/08/1991 - 01/10/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) MASSAPEQUA, NY
B
 05/14/1991 - 01/10/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 11/28/1990 - 04/22/1991 LEW LIEBERBAUM & CO., INC. (CRD#:17341) GARDEN CITY, NY
B
 11/24/1990 - 12/07/1990 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
B
 06/16/1989 - 12/03/1990 THE STUART-JAMES COMPANY, INCORPORATED (CRD#:11691) DENVER, CO
B
 01/19/1988 - 05/08/1989 SOUTH RICHMOND SECURITIES, INC. (CRD#:14913)
FINRA expelled the firm on 04/24/1995
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.