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John Kevin Smyth
JOHN KEVIN SMYTH, JOHN SMYTH
CRD#: 1740797
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 7204 University Pkwy
Sarasota, FL 34240
Registration History
199019952000200520102015202020252 FIRMS2002 - 2002 (<1 year)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2017 - 2021 (3 years)BWILLIAMS TRADING LLC (CRD# 43678)2009 - 2017 (8 years)BTOR BROKERAGE LLC (CRD# 135274)2008 - 2009 (<1 year)BFTN MIDWEST SECURITIES CORP. (CRD# 119625)2002 - 2006 (3 years)BABN AMRO SECURITIES LLC (CRD# 6540)2001 - 2002 (<1 year)BABN AMRO INCORPORATED (CRD# 15776)1997 - 2001 (4 years)BTHE CHICAGO CORPORATION (CRD# 1449)1995 - 1997 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1995 (<1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1987 - 1995 (7 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2021 (2 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2018 - 2018 (<1 year)
License(s)

State Registrations

B
Arkansas 2/16/2022

B
Minnesota 9/2/2021

B
California 1/3/2023

B
New Jersey 9/2/2021

B
Colorado 7/18/2023

B
New York 9/2/2021

B
Connecticut 9/2/2021

B
North Carolina 9/2/2021

B
District of Columbia 4/18/2023

B
Ohio 9/2/2021

B
Florida 9/2/2021

B
Pennsylvania 9/2/2021

IA
Florida 10/8/2021

B
Tennessee 9/2/2021

B
Georgia 9/2/2021

B
Texas 9/2/2021

B
Illinois 9/2/2021

IA
Texas 9/2/2021

B
Indiana 9/2/2021

B
Utah 1/3/2022

B
Maryland 4/4/2023

B
Virginia 9/2/2021

B
Massachusetts 9/2/2021

B
Washington 4/17/2023

B
Michigan 9/2/2021

B
Wisconsin 9/2/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
7204 University Pkwy, Sarasota, FL 34240
Registered with this firm since 9/2/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
7204 University Pkwy, Sarasota, FL 34240
Registered with this firm since 9/2/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/10/2021 - 08/20/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) VENICE, FL
B
03/09/2021 - 08/20/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) VENICE, FL
IA
07/13/2018 - 03/03/2021 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
12/08/2017 - 03/02/2021 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) GREENWICH, CT
IA
02/15/2018 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) GREENWICH, CT
B
04/01/2009 - 05/15/2017 WILLIAMS TRADING LLC (CRD#:43678) WESTPORT, CT
B
12/05/2008 - 03/26/2009 TOR BROKERAGE LLC (CRD#:135274) NORTH BERGEN, NJ
B
10/21/2002 - 04/26/2006 FTN MIDWEST SECURITIES CORP. (CRD#:119625) NEW YORK, NY
B
09/17/2002 - 10/21/2002 FIRST TENNESSEE SECURITIES CORP. (CRD#:46346) MEMPHIS, TN
B
03/01/2002 - 04/17/2002 ABN AMRO INCORPORATED (CRD#:15776) STAMFORD, CT
B
04/30/2001 - 03/01/2002 ABN AMRO SECURITIES LLC (CRD#:6540) NEW YORK, NY
B
01/02/1997 - 04/30/2001 ABN AMRO INCORPORATED (CRD#:15776) STAMFORD, CT
B
02/01/1995 - 01/02/1997 THE CHICAGO CORPORATION (CRD#:1449) CHICAGO, IL
B
01/28/1995 - 12/21/1995 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
09/22/1987 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.