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SCOTT DOUGLAS PUGAN
CRD#: 1739836
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 4345 COMMERCIAL WAY
LAKEWOOD PLAZA
SPRING HILL, FL 34606
Registration History
199019952000200520102015202020252 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - 2023 (15 years)2 FIRMS2023 - Present (1 year)BRBC DAIN RAUSCHER INC. (CRD# 31194)2002 - 2003 (<1 year)BTUCKER ANTHONY INCORPORATED (CRD# 837)1996 - 2002 (5 years)BCOMMUNITY SECURITIES, INC. (CRD# 10431)1993 - 1996 (3 years)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1993 - 1993 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1987 - 1988 (<1 year)
Disclosure(s)
View By:
2/27/2019
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/16/2023

B
Missouri 6/25/2024

B
Alaska 6/25/2024

B
Montana 6/25/2024

B
Arizona 6/25/2024

B
Nebraska 6/25/2024

B
Arkansas 6/25/2024

B
Nevada 6/11/2024

B
California 6/16/2023

B
New Jersey 6/16/2023

B
Colorado 6/25/2024

B
New Mexico 6/16/2023

B
Connecticut 6/16/2023

B
New York 6/16/2023

B
Florida 6/16/2023

B
North Carolina 7/6/2023

IA
Florida 6/19/2023

B
Ohio 6/16/2023

B
Georgia 6/16/2023

B
Pennsylvania 6/16/2023

B
Illinois 6/16/2023

B
Rhode Island 6/16/2023

B
Indiana 6/16/2023

B
South Carolina 6/16/2023

B
Kansas 6/25/2024

B
Tennessee 6/16/2023

B
Kentucky 6/16/2023

B
Texas 6/16/2023

B
Louisiana 6/25/2024

IA
Texas 6/16/2023

B
Maryland 6/16/2023

B
Utah 6/11/2024

B
Massachusetts 6/16/2023

B
Virginia 6/16/2023

B
Michigan 6/16/2023

B
Wisconsin 6/16/2023

B
Minnesota 6/30/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
4345 COMMERCIAL WAY LAKEWOOD PLAZA, SPRING HILL, FL 34606
Registered with this firm since 6/16/2023

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
4345 COMMERCIAL WAY LAKEWOOD PLAZA, SPRING HILL, FL 34606
Registered with this firm since 6/16/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2008 - 06/29/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TRINITY, FL
B
01/01/2008 - 06/29/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TRINITY, FL
B
01/31/2003 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) HERNANDO, FL
IA
12/09/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) HERNANDO, FL
B
03/09/2002 - 02/10/2003 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
B
08/02/1996 - 03/09/2002 TUCKER ANTHONY INCORPORATED (CRD#:837) BOSTON, MA
B
08/20/1993 - 08/08/1996 COMMUNITY SECURITIES, INC. (CRD#:10431) ROCHESTER, NY
B
07/31/1993 - 08/25/1993 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
04/11/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
10/21/1987 - 04/11/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.