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LEE MARQUEZ HUNTER
LEE M HUNTER
CRD#: 1739312
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 10 Wright St
Fl 1st
Westport, CT 06880-3115
Fl 1st
Westport, CT 06880-3115
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Arizona 9/21/2005
B
Nevada 10/26/2007
B
California 12/16/2004
B
New Hampshire 10/29/2024
B
Colorado 10/7/2008
B
New Jersey 4/1/2005
B
Connecticut 9/17/2003
B
New Mexico 5/4/2016
IA
Connecticut 9/17/2003
B
New York 9/17/2003
B
District of Columbia 8/11/2006
B
North Carolina 12/7/2007
B
Florida 10/14/2008
B
Oregon 11/30/2009
IA
Florida 8/8/2024
B
Pennsylvania 12/23/2014
B
Georgia 7/26/2021
B
Rhode Island 11/14/2003
B
Illinois 7/8/2013
B
South Carolina 11/30/2009
B
Iowa 1/10/2018
B
Tennessee 11/30/2009
B
Louisiana 11/4/2004
B
Texas 11/30/2009
B
Maine 4/7/2022
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Texas 12/11/2009
B
Massachusetts 4/26/2004
B
Utah 5/7/2021
B
Michigan 4/2/2007
B
Virginia 5/25/2022
B
Minnesota 3/16/2023
B
Washington 10/13/2010
SRO Registrations
B
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IA
Registered with this firm since 9/17/2003
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Registered with this firm since 8/29/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/29/2003 - 07/03/2006 | MINNEAPOLIS, MN | |
B | 02/28/1992 - 03/22/1999 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.