Individual Firm
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JAY DAY JR
JAY MARTIN DAY JR, JAY DAY, JAY DAY JR JR, JAY DAY JR. JR
CRD#: 1739124
IA
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JANNEY MONTGOMERY SCOTT LLCCRD#: 463 200 Market Street
Suite 203
Montvale, NJ 07645
Suite 203
Montvale, NJ 07645
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2/23/2010
Customer Dispute
Settled
3/4/1994
Customer Dispute
Settled
State Registrations
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Arizona 9/14/2023
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New Jersey 9/14/2023
B
California 9/14/2023
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New Jersey 9/14/2023
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Colorado 9/14/2023
B
New York 9/14/2023
B
Connecticut 9/14/2023
B
North Carolina 9/20/2023
B
Delaware 9/14/2023
B
Ohio 9/14/2023
B
District of Columbia 9/14/2023
B
Pennsylvania 9/14/2023
B
Florida 9/14/2023
B
Rhode Island 9/14/2023
B
Illinois 9/28/2023
B
South Carolina 9/14/2023
B
Indiana 9/14/2023
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Tennessee 9/14/2023
B
Iowa 9/14/2023
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Texas 9/14/2023
B
Maryland 9/14/2023
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Texas 9/14/2023
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Massachusetts 9/18/2023
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Vermont 9/14/2023
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Missouri 9/14/2023
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Virginia 9/14/2023
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New Hampshire 9/14/2023
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Washington 9/14/2023
SRO Registrations
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Registered with this firm since 9/14/2023
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Registered with this firm since 9/14/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/09/2009 - 09/18/2023 | PARAMUS, NJ | |
B | 01/09/2009 - 09/18/2023 | PARAMUS, NJ | |
IA | 04/02/2007 - 01/12/2009 | RIDGEWOOD, NJ | |
B | 04/02/2007 - 01/12/2009 | RIDGEWOOD, NJ | |
IA | 06/12/2002 - 04/02/2007 | RIDGEWOOD, NJ | |
B | 11/03/1987 - 04/02/2007 | RIDGEWOOD, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.