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Detailed Report
Christine Potterton
CHRISTINE MICHELLE GORDON, CHRIS POTTERTON, CHRISTINE MICHELLE POTTERTON
CRD#: 1738908
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 120 E Wesley St, Floor 3
Wheaton, IL 60187
Registration History
19901995200020052010201520202025IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2018 - 2021 (3 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)2014 - 2018 (4 years)BPNC INVESTMENTS (CRD# 129052)2012 - 2013 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2012 (3 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1998 - 1999 (<1 year)BSPEAR, LEEDS & KELLOGG (CRD# 3466)1997 - 1997 (<1 year)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)1993 - 1996 (2 years)BOPPENHEIMER & CO., INC. (CRD# 630)1992 - 1993 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1989 - 1992 (2 years)BSECURITIES CORPORATION OF IOWA (CRD# 6945)1988 - 1989 (1 year)
License(s)

State Registrations

B
Alabama 3/2/2022
B
Nebraska 3/3/2022
B
Alaska 3/2/2022
B
Nevada 3/18/2022
B
Arizona 3/11/2022
B
New Hampshire 3/7/2022
B
Arkansas 3/2/2022
B
New Jersey 3/2/2022
B
California 3/2/2022
B
New Mexico 3/2/2022
B
Colorado 3/2/2022
B
New York 3/3/2022
B
Connecticut 3/2/2022
B
North Carolina 3/2/2022
B
Delaware 3/2/2022
B
North Dakota 3/11/2022
B
District of Columbia 3/10/2022
B
Ohio 3/2/2022
B
Florida 3/2/2022
B
Oklahoma 3/2/2022
B
Georgia 3/2/2022
B
Oregon 3/2/2022
B
Hawaii 3/2/2022
B
Pennsylvania 3/2/2022
B
Idaho 3/2/2022
B
Puerto Rico 3/11/2022
IA
Illinois 1/6/2022
B
Rhode Island 3/7/2022
B
Illinois 1/10/2022
B
South Carolina 3/3/2022
B
Indiana 3/2/2022
B
South Dakota 3/10/2022
B
Iowa 3/3/2022
B
Tennessee 3/2/2022
B
Kansas 3/2/2022
B
Texas 3/2/2022
B
Kentucky 3/3/2022
IA
Texas 3/28/2022
B
Louisiana 3/2/2022
B
Utah 3/2/2022
B
Maine 3/2/2022
B
Vermont 3/2/2022
B
Maryland 3/2/2022
B
Virgin Islands 3/3/2022
B
Massachusetts 3/4/2022
B
Virginia 3/2/2022
B
Michigan 3/4/2022
B
Washington 3/1/2022
B
Minnesota 3/2/2022
B
West Virginia 3/7/2022
B
Mississippi 3/2/2022
B
Wisconsin 3/4/2022
B
Missouri 3/2/2022
B
Wyoming 3/3/2022
B
Montana 3/2/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
120 E Wesley St, Floor 3, Wheaton, IL 60187
Registered with this firm since 1/6/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
120 E Wesley St, Floor 3, Wheaton, IL 60187
Registered with this firm since 12/13/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/20/2018 - 12/01/2021 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Saint Charles, IL
B
 01/08/2014 - 02/16/2018 INVEST FINANCIAL CORPORATION (CRD#:12984) ST. CHARLES, IL
B
 08/16/2012 - 12/05/2013 PNC INVESTMENTS (CRD#:129052) ST CHARLES, IL
B
 12/11/2008 - 07/20/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BATAVIA, IL
B
 12/22/1998 - 05/13/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 06/27/1997 - 08/29/1997 SPEAR, LEEDS & KELLOGG (CRD#:3466) NEW YORK, NY
B
 12/03/1993 - 07/15/1996 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
B
 06/12/1992 - 11/24/1993 OPPENHEIMER & CO., INC. (CRD#:630) NEW YORK, NY
B
 11/30/1989 - 05/27/1992 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 04/19/1988 - 11/28/1989 SECURITIES CORPORATION OF IOWA (CRD#:6945) CEDAR RAPIDS, IA
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.