Individual Firm
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LARRY LETTERIO
CRD#: 1738325
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CREATIVE PLANNINGCRD#: 105348 Valencia, PA
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12/27/2022
Investigation
State Registrations
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Pennsylvania 9/6/2023
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/07/2023 - 09/29/2023 | BERWYN, PA | |
IA | 12/06/2022 - 01/18/2023 | BERWYN, PA | |
IA | 10/01/1997 - 12/31/2022 | WEXFORD, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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