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KEVIN JAMES MCCARTHY
KEVIN MCCARTHY
CRD#: 1735924
IA
B
SYNOVUS SECURITIES, INC.CRD#: 14023 110 JEFFERSON ST
NEWNAN, GA 30263
NEWNAN, GA 30263
0
Disclosures
36
Years of Experience
View By:
State Registrations
B
Alabama 10/1/2021
IA
Mississippi 10/6/2021
IA
Alabama 10/6/2021
B
Missouri 10/1/2021
B
Alaska 10/1/2021
B
Montana 10/1/2021
IA
Alaska 8/8/2023
IA
Montana 10/4/2021
B
Arizona 10/1/2021
B
Nebraska 10/1/2021
IA
Arizona 10/13/2021
IA
Nebraska 11/5/2021
B
Arkansas 10/1/2021
B
Nevada 10/1/2021
B
California 10/1/2021
IA
Nevada 10/8/2021
IA
California 10/4/2021
B
New Hampshire 1/31/2025
B
Colorado 10/1/2021
B
New Jersey 10/1/2021
IA
Colorado 10/6/2021
IA
New Jersey 10/13/2021
B
Connecticut 10/1/2021
B
New Mexico 10/1/2021
IA
Connecticut 10/4/2021
IA
New Mexico 10/4/2021
B
Delaware 5/5/2023
B
New York 10/1/2021
B
District of Columbia 10/1/2021
IA
New York 10/24/2021
IA
District of Columbia 10/26/2021
B
North Carolina 10/1/2021
B
Florida 10/1/2021
IA
North Carolina 10/5/2021
IA
Florida 10/4/2021
B
Ohio 10/3/2021
B
Georgia 10/5/2021
IA
Ohio 10/3/2021
IA
Georgia 10/5/2021
B
Oklahoma 10/6/2021
B
Hawaii 10/1/2021
IA
Oklahoma 10/6/2021
IA
Hawaii 10/22/2021
B
Oregon 10/1/2021
B
Idaho 10/1/2021
IA
Oregon 10/4/2021
IA
Idaho 11/18/2021
B
Pennsylvania 10/1/2021
B
Illinois 10/1/2021
IA
Pennsylvania 10/4/2021
IA
Illinois 10/4/2021
B
Rhode Island 3/3/2025
B
Indiana 10/1/2021
B
South Carolina 10/1/2021
IA
Indiana 10/4/2021
IA
South Carolina 10/11/2021
B
Iowa 10/1/2021
B
South Dakota 4/1/2024
B
Kansas 10/1/2021
IA
South Dakota 1/31/2025
IA
Kansas 10/4/2021
B
Tennessee 10/1/2021
B
Kentucky 10/1/2021
B
Texas 10/1/2021
IA
Kentucky 10/11/2021
IA
Texas 10/4/2021
B
Louisiana 10/1/2021
B
Utah 10/1/2021
IA
Louisiana 10/11/2021
IA
Utah 10/4/2021
B
Maine 10/1/2021
B
Vermont 10/1/2021
IA
Maine 12/22/2023
B
Virginia 10/1/2021
B
Maryland 10/1/2021
IA
Virginia 10/5/2021
IA
Maryland 11/2/2021
B
Washington 10/1/2021
B
Massachusetts 10/1/2021
IA
Washington 10/20/2021
IA
Massachusetts 11/4/2021
B
West Virginia 10/1/2021
B
Michigan 10/1/2021
IA
West Virginia 10/8/2021
IA
Michigan 10/5/2021
B
Wisconsin 10/1/2021
B
Minnesota 10/1/2021
IA
Wisconsin 4/21/2022
IA
Minnesota 5/27/2022
B
Wyoming 10/1/2021
B
Mississippi 10/1/2021
IA
Wyoming 10/18/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/3/2021
B
Registered with this firm since 10/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/11/2016 - 10/13/2021 | ATLANTA, GA | |
B | 07/20/2011 - 10/13/2021 | ATLANTA, GA | |
IA | 12/11/2019 - 03/02/2021 | Atlanta, GA | |
B | 12/10/2019 - 02/17/2021 | ATLANTA, GA | |
IA | 07/22/2011 - 12/31/2016 | ATLANTA, GA | |
IA | 04/23/2003 - 07/25/2011 | JEFFERSON, GA | |
B | 10/01/2000 - 07/25/2011 | JEFFERSON, GA | |
B | 08/19/1992 - 10/01/2000 | CHARLOTTE, NC | |
B | 10/21/1987 - 08/20/1991 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.