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Detailed Report
THEODORA M PORTELOS
THEA BACALAKIS, THEO BACALAKIS, THEODORA MARIA BACALAKIS, THEA PORTELOS, THEODORA MARIA PORTELOS
CRD#: 1735786
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 15 Independence Boulevard
1st Floor
Warren, NJ 07059
Registration History
199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2010 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1987 - 2007 (19 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2007 (4 years)
License(s)

State Registrations

B
Alabama 1/20/2016
B
Nevada 1/20/2016
B
Alaska 6/3/2014
B
New Hampshire 1/20/2016
B
Arizona 1/20/2016
B
New Jersey 2/1/2010
B
Arkansas 1/20/2016
IA
New Jersey 2/1/2010
B
California 11/18/2015
B
New Mexico 1/20/2016
B
Colorado 1/20/2016
B
New York 2/1/2010
B
Connecticut 2/6/2013
B
North Carolina 1/21/2016
B
Delaware 1/20/2016
B
North Dakota 1/20/2016
B
District of Columbia 1/20/2016
B
Ohio 1/21/2016
B
Florida 2/6/2013
B
Oklahoma 1/20/2016
B
Georgia 4/30/2014
B
Oregon 1/20/2016
B
Hawaii 1/20/2016
B
Pennsylvania 8/30/2010
B
Idaho 1/20/2016
B
Puerto Rico 1/20/2016
B
Illinois 1/20/2016
B
Rhode Island 1/20/2016
B
Indiana 1/20/2016
B
South Carolina 1/20/2016
B
Iowa 1/20/2016
B
South Dakota 1/20/2016
B
Kansas 1/20/2016
B
Tennessee 1/20/2016
B
Kentucky 1/20/2016
B
Texas 1/20/2016
B
Louisiana 1/20/2016
IA
Texas 4/2/2020
B
Maine 1/20/2016
B
Utah 1/20/2016
B
Maryland 1/20/2016
B
Vermont 1/20/2016
B
Massachusetts 9/11/2013
B
Virgin Islands 1/20/2016
B
Michigan 1/20/2016
B
Virginia 2/6/2013
B
Minnesota 1/20/2016
B
Washington 1/20/2016
B
Mississippi 1/20/2016
B
West Virginia 1/20/2016
B
Missouri 1/20/2016
B
Wisconsin 1/20/2016
B
Montana 1/20/2016
B
Wyoming 1/20/2016
B
Nebraska 1/20/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
15 Independence Boulevard 1st Floor, Warren, NJ 07059
Midland Park, NJ
Registered with this firm since 2/1/2010
B
MORGAN STANLEY (CRD#:149777)
15 Independence Boulevard 1st Floor, Warren, NJ 07059
Midland Park, NJ
Registered with this firm since 2/1/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/01/2009 - 11/27/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) FAIRFIELD, NJ
B
 06/01/2009 - 11/27/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) FAIRFIELD, NJ
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FAIRFIELD, NJ
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FAIRFIELD, NJ
IA
 05/28/2002 - 04/02/2007 MORGAN STANLEY (CRD#:7556) RIDGEWOOD, NJ
B
 09/22/1987 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) RIDGEWOOD, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.