Individual Firm
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LARRY RAY AWBREY
CRD#: 1735364
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 869 East 33rd Street
Edmond, OK 73013
Edmond, OK 73013
IFP SECURITIES, LLCCRD#: 297287 869 East 33rd Street
Edmond, OK 73013
Edmond, OK 73013
0
Disclosures
37
Years of Experience
View By:
State Registrations
IA
Arkansas 2/12/2019
IA
Montana 1/17/2019
B
Arkansas 5/22/2019
B
Montana 5/22/2019
IA
Colorado 1/17/2019
IA
Oklahoma 8/14/2018
B
Colorado 5/22/2019
B
Oklahoma 5/22/2019
IA
Florida 1/15/2021
IA
Texas 8/14/2018
B
Florida 12/16/2021
B
Texas 5/22/2019
IA
Maine 10/25/2019
SRO Registrations
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/14/2018
B
Registered with this firm since 5/22/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/21/2016 - 05/23/2019 | EDMOND, OK | |
IA | 07/21/2016 - 01/23/2019 | EDMOND, OK | |
IA | 01/24/1995 - 07/22/2016 | EDMOND, OK | |
B | 01/20/1988 - 07/22/2016 | EDMOND, OK |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.