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Detailed Report
Victor Scott DeLucie
Victor S. DeLucie, Victor DeLucie
CRD#: 1735031
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 9301 Corbin Ave.
Ste. 1800
Northridge, CA 91324
Registration History
199019952000200520102015202020252 FIRMS2008 - 2017 (9 years)2 FIRMS2017 - Present (7 years)BTHE SHEMANO GROUP, INC. (CRD# 35528)2004 - 2008 (3 years)BKIRLIN SECURITIES INC. (CRD# 21210)1998 - 2004 (5 years)BH.J. MEYERS & CO., INC. (CRD# 15609)1992 - 1998 (5 years)BD. H. BLAIR & CO., INC. (CRD# 6833)1990 - 1992 (2 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1990 - 1990 (<1 year)
Disclosure(s)
View By:
8/21/1997
Regulatory
Final
7/24/1996
Regulatory
Final
License(s)

State Registrations

B
Arizona 8/21/2017
B
Massachusetts 2/9/2018
B
California 8/21/2017
IA
New Jersey 5/3/2021
IA
California 8/21/2017
B
Texas 5/31/2024
B
Colorado 1/31/2024
IA
Texas 5/31/2024
B
Florida 11/27/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
9301 Corbin Ave. Ste. 1800, Northridge, CA 91324
Registered with this firm since 8/21/2017
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
9301 Corbin Ave. Ste. 1800, Northridge, CA 91324
Registered with this firm since 8/21/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/16/2008 - 08/21/2017 FINANCIAL WEST GROUP (CRD#:16668) West Hollywood, CA
B
 06/25/2008 - 08/21/2017 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
LOS ANGELES, CA
B
 09/02/2004 - 07/15/2008 THE SHEMANO GROUP, INC. (CRD#:35528) SAN FRANCISCO, CA
B
 10/26/1998 - 09/03/2004 KIRLIN SECURITIES INC. (CRD#:21210)
FINRA expelled the firm on 02/25/2009
SYOSSET, NY
B
 11/19/1992 - 10/05/1998 H.J. MEYERS & CO., INC. (CRD#:15609)
FINRA expelled the firm on 03/01/1999
ROCHESTER, NY
B
 09/25/1990 - 11/23/1992 D. H. BLAIR & CO., INC. (CRD#:6833) NEW YORK, NY
B
 03/20/1990 - 07/12/1990 SHEARSON LEHMAN HUTTON INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.