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Detailed Report
ANDREW HOVEY SLIMMON
ANDREW SLIMMON
CRD#: 1733048
IA
Investment Adviser
B
Broker
MORGAN STANLEY INVESTMENT MANAGEMENT INC.CRD#: 110353 440 SOUTH LASALLE STREET
37TH FLOOR
CHICAGO, IL 60605
MORGAN STANLEY DISTRIBUTION, INC.CRD#: 30344 233 South Wacker Drive
Chicago, IL 60606
Registration History
19952000200520102015202020252 FIRMS2009 - 2016 (6 years)2 FIRMS2015 - Present (9 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)1991 - 2009 (17 years)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)1997 - 2009 (11 years)
License(s)

State Registrations

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Arkansas 10/13/2015
B
Montana 10/15/2015
B
California 9/30/2015
B
Nebraska 9/30/2015
B
Colorado 9/30/2015
B
New Hampshire 9/30/2015
B
Connecticut 10/1/2015
B
New Jersey 10/2/2015
B
District of Columbia 10/15/2015
B
New Mexico 10/15/2015
B
Florida 10/19/2015
B
New York 10/20/2015
B
Georgia 10/5/2015
B
North Dakota 10/9/2015
B
Hawaii 10/15/2015
B
Ohio 9/30/2015
B
Idaho 9/30/2015
B
Oklahoma 10/2/2015
B
Illinois 9/30/2015
B
Puerto Rico 10/1/2015
IA
Illinois 9/30/2015
B
Rhode Island 10/1/2015
B
Iowa 9/30/2015
B
South Carolina 10/1/2015
B
Kansas 10/16/2015
B
South Dakota 10/15/2015
B
Kentucky 10/15/2015
B
Tennessee 10/15/2015
B
Louisiana 10/15/2015
B
Texas 10/15/2015
B
Maine 10/1/2015
B
Vermont 10/1/2015
B
Maryland 10/5/2015
B
Washington 10/1/2015
B
Michigan 10/15/2015
B
Wisconsin 10/6/2015
B
Minnesota 10/16/2015
B
Wyoming 9/30/2015
B
Missouri 10/1/2015

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY INVESTMENT MANAGEMENT INC. (CRD#:110353)
440 SOUTH LASALLE STREET 37TH FLOOR, CHICAGO, IL 60605
Registered with this firm since 9/30/2015
B
MORGAN STANLEY DISTRIBUTION, INC. (CRD#:30344)
233 South Wacker Drive, Chicago, IL 60606
Registered with this firm since 9/30/2015
Previous Registration(s)
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 06/01/2009 - 01/28/2016 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
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 06/01/2009 - 01/28/2016 MORGAN STANLEY (CRD#:149777) CHICAGO, IL
IA
 09/29/1997 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
B
 07/24/1991 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.