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Detailed Report
IRWIN NORMAN MAZUR
CRD#: 1729541
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 10880 WILSHIRE BOULEVARD
23RD FLOOR
LOS ANGELES, CA 90024
Registration History
199019952000200520102015202020252 FIRMS2000 - 2005 (5 years)2 FIRMS2005 - Present (19 years)BDB ALEX. BROWN LLC (CRD# 17790)1997 - 2000 (2 years)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1992 - 1997 (4 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1988 - 1992 (4 years)BBARABAN SECURITIES, INC. (CRD# 7659)1987 - 1988 (<1 year)
Disclosure(s)
View By:
2/12/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 11/10/2005
B
Idaho 8/14/2020
IA
California 8/16/2005
B
Illinois 5/3/2023
B
California 8/17/2005
B
New Jersey 9/9/2019
B
Colorado 11/1/2021
B
New York 11/14/2005
B
Connecticut 5/23/2007
B
North Carolina 6/12/2019
B
Florida 9/16/2005
B
Tennessee 5/11/2021
B
Hawaii 5/28/2021
B
Utah 5/24/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
OPPENHEIMER & CO. INC. (CRD#:249)
10880 WILSHIRE BOULEVARD 23RD FLOOR, LOS ANGELES, CA 90024
TARZANA, CA
Registered with this firm since 8/17/2005
IA
OPPENHEIMER & CO. INC. (CRD#:249)
10880 WILSHIRE BOULEVARD 23RD FLOOR, LOS ANGELES, CA 90024
TARZANA, CA
Registered with this firm since 8/16/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/24/2000 - 08/23/2005 MORGAN STANLEY (CRD#:7556) SHERMAN OAK, CA
B
 06/28/2000 - 08/23/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 09/01/1997 - 07/13/2000 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
 10/11/1992 - 09/01/1997 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
B
 01/06/1988 - 10/09/1992 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
 09/22/1987 - 01/06/1988 BARABAN SECURITIES, INC. (CRD#:7659)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.