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ANTHONY AGOSTA
TONY AGOSTA
CRD#: 1728380
IA
Investment Adviser
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Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 31500 NORTHWESTERN HIGHWAY
SUITE 150
FARMINGTON HILLS, MI 48334
Registration History
199019952000200520102015202020252 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1987 - 2009 (21 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2006 - 2006 (<1 year)
Disclosure(s)
View By:
5/30/2004
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 4/29/2016

B
Michigan 5/22/2014

B
California 12/1/2022

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Michigan 5/29/2014

B
Colorado 8/13/2024

B
Montana 10/5/2022

B
District of Columbia 3/25/2015

B
New York 12/1/2022

B
Florida 5/22/2014

B
Ohio 5/22/2014

B
Georgia 7/5/2024

B
Rhode Island 5/22/2014

B
Illinois 5/22/2014

B
Texas 10/17/2023

B
Kansas 1/29/2025

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
31500 NORTHWESTERN HIGHWAY SUITE 150, FARMINGTON HILLS, MI 48334
FARMINGTON HILLS, MI
Registered with this firm since 5/29/2014

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RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
31500 NORTHWESTERN HIGHWAY SUITE 150, FARMINGTON HILLS, MI 48334
FARMINGTON HILLS, MI
Registered with this firm since 5/22/2014

Previous Registration(s)
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01/26/2009 - 05/29/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) TROY, MI
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01/23/2009 - 05/29/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) TROY, MI
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09/24/1987 - 01/27/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BLOOMFIELD HILLS, MI
IA
08/24/2006 - 12/31/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) BLOOMFIELD HILLS, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.