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Detailed Report
NATHANIEL RICHARD LANE
CRD#: 1727948
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Investment Adviser
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Previous Broker
CLEARPATH CAPITAL PARTNERS LLCCRD#: 111756 Menlo Park, CA
Registration History
19901995200020052010201520202025IACLEARPATH CAPITAL PARTNERS LLC (CRD# 111756)1999 - Present (25 years)BHOTOVEC POMERANZ & CO., INC. (CRD# 41178)1997 - 2000 (2 years)BCORPORATE SECURITIES GROUP, INC. (CRD# 11025)1996 - 1997 (<1 year)BRIDGEWAY HELMS SECURITIES CORP... (CRD# 38743)1995 - 1996 (1 year)BSMITH BARNEY INC. (CRD# 7059)1993 - 1995 (2 years)BLEHMAN BROTHERS INC. (CRD# 7506)1992 - 1993 (<1 year)BF.N. WOLF & CO., INC. (CRD# 13051)1988 - 1992 (4 years)BSHERWOOD CAPITAL, INC. (CRD# 10474)1987 - 1988 (<1 year)
Disclosure(s)
View By:
2/7/1994
Customer Dispute
Award / Judgment
License(s)

State Registrations

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California 8/30/1999
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Texas 10/29/2018
Current Registration(s)
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CLEARPATH CAPITAL PARTNERS LLC (CRD#:111756)
Menlo Park, CA
Registered with this firm since 8/30/1999
Previous Registration(s)
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 11/10/1997 - 10/27/2000 HOTOVEC POMERANZ & CO., INC. (CRD#:41178) SAN FRANCISCO, CA
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 12/03/1996 - 10/29/1997 CORPORATE SECURITIES GROUP, INC. (CRD#:11025) ST. LOUIS, MO
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 08/11/1995 - 11/06/1996 RIDGEWAY HELMS SECURITIES CORPORATION (CRD#:38743) SAN FRANCISCO, CA
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 07/31/1993 - 07/27/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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 08/10/1992 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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 05/16/1988 - 08/26/1992 F.N. WOLF & CO., INC. (CRD#:13051)
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 09/22/1987 - 05/19/1988 SHERWOOD CAPITAL, INC. (CRD#:10474)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.