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BETH ANN K SPARKS
BETH ANN KITZMILLER, BETH ANN SPARKS, BETH KITZMILLER SPARKS
CRD#: 1727443
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 6745 Longshore St
Suite 220
Dublin, OH 43017
Suite 220
Dublin, OH 43017
0
Disclosures
37
Years of Experience
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State Registrations
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Arizona 1/28/2022
B
North Carolina 3/2/2018
B
Delaware 3/22/2021
B
Ohio 8/28/2003
B
Florida 8/28/2003
IA
Ohio 10/10/2003
B
Georgia 8/28/2003
B
South Carolina 1/26/2022
B
Hawaii 10/26/2010
B
Tennessee 6/24/2019
B
Idaho 9/9/2008
B
Texas 8/28/2003
B
Illinois 6/17/2021
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Texas 9/10/2007
B
Indiana 11/16/2022
B
Virginia 2/5/2013
B
Kentucky 11/16/2022
B
Washington 1/19/2017
B
New Mexico 8/28/2003
B
West Virginia 11/16/2022
B
New York 2/9/2005
SRO Registrations
B
B
B
B
B
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Registered with this firm since 10/10/2003
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Registered with this firm since 8/28/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/18/1999 - 09/08/2003 | COLUMBUS, OH | |
B | 07/24/1998 - 09/08/2003 | CLEVELAND, OH | |
B | 09/24/1987 - 07/31/1998 | CINCINNATI, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.