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THOMAS MICHAEL WILLIAMS
TOM WILLIAMS
CRD#: 1727207
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 ONE SUFFOLK SQUARE
SUITE 540 & 550
ISLANDIA, NY 11722
Registration History
199019952000200520102015202020252 FIRMS1989 - 1989 (<1 year)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2021 - Present (3 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2013 - Present (11 years)BNFP SECURITIES, INC. (CRD# 42046)2003 - 2013 (10 years)BVERAVEST INVESTMENTS, INC. (CRD# 3960)1991 - 2003 (12 years)BROBERT TODD FINANCIAL CORP. (CRD# 7423)1989 - 1990 (1 year)BINVESTORS CENTER, INC. (CRD# 14670)1988 - 1989 (<1 year)BBLINDER, ROBINSON & CO., INC. (CRD# 5096)1988 - 1988 (<1 year)
Disclosure(s)
View By:
12/27/1989
Regulatory
Final
License(s)

State Registrations

B
Arizona 11/21/2013

B
New Hampshire 3/27/2014

B
Colorado 9/29/2020

B
New York 11/21/2013

B
Connecticut 11/27/2018

IA
New York 6/29/2021

B
Delaware 12/6/2021

B
North Carolina 11/21/2013

B
Florida 11/21/2013

B
Pennsylvania 9/13/2019

B
Hawaii 10/21/2022

B
South Carolina 11/9/2020

B
Indiana 9/28/2023

B
Vermont 11/21/2013

B
Maryland 5/13/2021

B
Virginia 4/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE SUFFOLK SQUARE SUITE 540 & 550, ISLANDIA, NY 11722
Registered with this firm since 6/29/2021

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE SUFFOLK SQUARE SUITE 540 & 550, ISLANDIA, NY 11722
Registered with this firm since 11/21/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/03/2003 - 11/25/2013 NFP SECURITIES, INC. (CRD#:42046) ISLANDIA, NY
B
05/14/1991 - 11/05/2003 VERAVEST INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
B
06/01/1989 - 10/26/1990 ROBERT TODD FINANCIAL CORP. (CRD#:7423) NEW YORK, NY
B
04/26/1989 - 05/18/1989 SECURITIES USA, INC. (CRD#:14799)
FINRA expelled the firm on 05/24/1990
B
03/03/1989 - 03/27/1989 J. W. GANT & ASSOCIATES, INC. (CRD#:7963)
B
06/02/1988 - 03/10/1989 INVESTORS CENTER, INC. (CRD#:14670)
B
03/22/1988 - 05/26/1988 BLINDER, ROBINSON & CO., INC. (CRD#:5096)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.