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JOSEPH CARROLL CASEY
CRD#: 1726342
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 245 SUMMER STREET, V2A
BOSTON, MA 02210
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 BOSTON, MA
Registration History
199019952000200520102015202020252 FIRMS2002 - 2002 (<1 year)2 FIRMS2003 - 2005 (2 years)2 FIRMS2005 - 2007 (2 years)2 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2012 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - Present (12 years)BNATIONAL FINANCIAL SERVICES LLC (CRD# 13041)1999 - 2002 (2 years)BCORELINK FINANCIAL, INC. (CRD# 23302)1997 - 1998 (<1 year)BFIS SECURITIES, INC. (CRD# 30533)1993 - 1997 (4 years)B440 FINANCIAL DISTRIBUTORS, INC. (CRD# 31334)1994 - 1995 (1 year)BALLMERICA INVESTMENTS, INC. (CRD# 3960)1992 - 1993 (1 year)BCITICORP FINANCIAL SERVICES,INC. (CRD# 14675)1990 - 1992 (1 year)BLANDMARK BROKERAGE SERVICES, INC. (CRD# 20221)1990 - 1990 (<1 year)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1987 - 1989 (2 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2012 - 2018 (6 years)
License(s)

State Registrations

B
California 4/11/2022

B
New Hampshire 4/26/2017

B
Connecticut 4/26/2017

B
New York 3/25/2020

B
Florida 10/6/2021

B
Rhode Island 4/26/2017

B
Maine 4/26/2017

B
Utah 10/6/2021

B
Massachusetts 4/26/2017

B
Vermont 4/26/2017

IA
Massachusetts 7/13/2018

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
245 SUMMER STREET, V2A, BOSTON, MA 02210
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
BOSTON, MA
Registered with this firm since 3/7/2012

Previous Registration(s)
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IA
07/13/2012 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) HINGHAM, MA
IA
10/06/2010 - 02/28/2012 COMERICA SECURITIES (CRD#:17079) WALNUT CREEK, CA
B
10/06/2010 - 02/28/2012 COMERICA SECURITIES (CRD#:17079) WALNUT CREEK, CA
IA
12/13/2007 - 01/05/2010 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SAN FRANCISCO, CA
B
12/13/2007 - 01/05/2010 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) SAN FRANCISCO, CA
IA
02/08/2005 - 12/06/2007 AMERICAN INVESTORS CO (CRD#:38) WALNUT CREEK, CA
B
01/04/2005 - 12/06/2007 AMERICAN INVESTORS COMPANY (CRD#:38) WALNUT CREEK, CA
IA
01/30/2003 - 01/03/2005 CITICORP INVESTMENT SERVICES (CRD#:23988) FREMONT, CA
B
01/30/2003 - 01/03/2005 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
IA
10/10/2002 - 12/20/2002 CHARLES SCHWAB & CO., INC. (CRD#:5393) DANVILLE, CA
B
07/10/2002 - 12/20/2002 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
12/09/1999 - 03/05/2002 NATIONAL FINANCIAL SERVICES LLC (CRD#:13041) BOSTON, MA
B
11/14/1997 - 05/08/1998 CORELINK FINANCIAL, INC. (CRD#:23302) ST. CLOUD, MN
B
07/08/1993 - 11/07/1997 FIS SECURITIES, INC. (CRD#:30533) BOSTON, MA
B
10/13/1994 - 12/31/1995 440 FINANCIAL DISTRIBUTORS, INC. (CRD#:31334) PORTLAND, ME
B
02/12/1992 - 07/29/1993 ALLMERICA INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
B
10/29/1990 - 02/12/1992 CITICORP FINANCIAL SERVICES,INC. (CRD#:14675)
B
09/10/1990 - 11/14/1990 LANDMARK BROKERAGE SERVICES, INC. (CRD#:20221)
B
08/20/1987 - 11/09/1989 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
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B
Broker
IA
Investment Adviser
Disclosures
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