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ROBERT WILLIAM WOOD
BOB WOOD
CRD#: 1726341
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Investment Adviser
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Previous Broker
WOOD WEALTH MANAGEMENT LLCCRD#: 301188 10100 NORTH CENTRAL EXPRESSWAY
SUITE 333
DALLAS, TX 75231
Registration History
199019952000200520102015202020253 FIRMS1989 - 1989 (<1 year)2 FIRMS1999 - 2004 (5 years)2 FIRMS2004 - 2007 (2 years)2 FIRMS2016 - 2019 (3 years)2 FIRMS2019 - 2019 (<1 year)IAWOOD WEALTH MANAGEMENT LLC (CRD# 301188)2019 - Present (5 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2011 - 2016 (4 years)BWORKMAN SECURITIES CORPORATION (CRD# 31898)2007 - 2011 (4 years)BDELTA EQUITY SERVICES CORPORATION (CRD# 15650)1998 - 1999 (1 year)BCRISPIN KOEHLER SECURITIES (CRD# 10596)1997 - 1998 (<1 year)BLLOYD WADE SECURITIES INC. (CRD# 39653)1996 - 1997 (<1 year)BTHOMAS JAMES ASSOCIATES, INC. (CRD# 15609)1994 - 1994 (<1 year)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)1993 - 1994 (<1 year)BEURO-ATLANTIC SECURITIES INC. (CRD# 21367)1992 - 1993 (<1 year)BMLB INVESTMENTS, LTD. (CRD# 18280)1990 - 1990 (<1 year)BG. K. SCOTT & CO., INC. (CRD# 3305)1989 - 1990 (1 year)BGRAYSTONE NASH, INC. (CRD# 10635)1988 - 1989 (<1 year)BPALM BEACH FINANCIAL, INC. (CRD# 19477)1987 - 1988 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2015 - 2016 (<1 year)
License(s)

State Registrations

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Texas 5/7/2019

Current Registration(s)
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WOOD WEALTH MANAGEMENT LLC (CRD#:301188)
10100 NORTH CENTRAL EXPRESSWAY SUITE 333, DALLAS, TX 75231
Registered with this firm since 5/7/2019

Previous Registration(s)
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03/01/2019 - 05/09/2019 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) DALLAS, TX
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03/01/2019 - 05/09/2019 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) DALLAS, TX
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03/18/2016 - 03/01/2019 QUESTAR ASSET MANAGEMENT, INC. (CRD#:133358) DALLAS, TX
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03/18/2016 - 03/01/2019 QUESTAR CAPITAL CORPORATION (CRD#:43100) DALLAS, TX
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10/16/2015 - 03/21/2016 CETERA ADVISOR NETWORKS LLC (CRD#:13572) DALLAS, TX
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07/06/2011 - 03/21/2016 CETERA ADVISOR NETWORKS LLC (CRD#:13572) DALLAS, TX
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01/30/2007 - 07/07/2011 WORKMAN SECURITIES CORPORATION (CRD#:31898) DALLAS, TX
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07/22/2004 - 02/02/2007 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) DALLAS, TX
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07/19/2004 - 02/02/2007 SECURITIES AMERICA, INC. (CRD#:10205) DALLAS, TX
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04/14/1999 - 07/23/2004 SUNAMERICA SECURITIES, INC. (CRD#:20068) DALLAS, TX
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04/14/1999 - 07/23/2004 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
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02/13/1998 - 04/19/1999 DELTA EQUITY SERVICES CORPORATION (CRD#:15650) BOLTON, MA
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07/10/1997 - 03/24/1998 CRISPIN KOEHLER SECURITIES (CRD#:10596) TAMPA, FL
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11/12/1996 - 03/11/1997 LLOYD WADE SECURITIES INC. (CRD#:39653) DALLAS, TX
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01/03/1994 - 05/12/1994 THOMAS JAMES ASSOCIATES, INC. (CRD#:15609)
FINRA expelled the firm on 03/01/1999
ROCHESTER, NY
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07/02/1993 - 01/01/1994 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
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08/28/1992 - 06/28/1993 EURO-ATLANTIC SECURITIES INC. (CRD#:21367)
FINRA expelled the firm on 09/08/1997
BOCA RATON, FL
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05/24/1990 - 09/26/1990 MLB INVESTMENTS, LTD. (CRD#:18280)
FINRA expelled the firm on 12/11/1992
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03/21/1989 - 06/13/1990 G. K. SCOTT & CO., INC. (CRD#:3305) PLAINVIEW, NY
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02/14/1989 - 04/04/1989 J. W. GANT & ASSOCIATES, INC. (CRD#:7963)
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01/12/1989 - 02/14/1989 H. T. FLETCHER SECURITIES INCORPORATED (CRD#:17297)
FINRA expelled the firm on 05/24/1991
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01/04/1989 - 01/18/1989 KOBER FINANCIAL CORP. (CRD#:17551)
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04/22/1988 - 01/18/1989 GRAYSTONE NASH, INC. (CRD#:10635)
FINRA expelled the firm on 07/31/1996
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09/24/1987 - 05/10/1988 PALM BEACH FINANCIAL, INC. (CRD#:19477)
FINRA expelled the firm on 10/29/1992
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Disclosures
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